0001104659-23-034123.txt : 20230317 0001104659-23-034123.hdr.sgml : 20230317 20230317215340 ACCESSION NUMBER: 0001104659-23-034123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230317 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reyes Alberto CENTRAL INDEX KEY: 0001864288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34857 FILM NUMBER: 23744794 MAIL ADDRESS: STREET 1: 53 RIVER VALLEY DRIVE CITY: KITCHENER STATE: A6 ZIP: N2C 2V5 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLD RESOURCE CORP CENTRAL INDEX KEY: 0001160791 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841473173 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 E. UNION AVENUE STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 303-320-7708 MAIL ADDRESS: STREET 1: 7900 E. UNION AVENUE STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80237 4 1 tm239954-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-17 0 0001160791 GOLD RESOURCE CORP GORO 0001864288 Reyes Alberto 7900 E. UNION AVE, SUITE 320 DENVER CO 80237 0 1 0 0 Chief Operating Officer Common Stock 2023-03-17 4 A 0 90331 0 A 195530 D Deferred Stock Units 2023-03-17 4 A 0 51242 0 A Common Stock 51242 51242 D Performance Share Units 2023-03-17 4 A 0 90331 0 A Common Stock 90331 90331 D Performance Share Units 2022-03-21 4 A 0 63116 0 A Common Stock 63116 63116 D Performance Share Units 2022-06-24 4 A 0 65900 0 A Common Stock 65900 65900 D Represents restricted stock units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The restricted stock units are scheduled to vest in three equal tranches on March 17, 2024, March 17, 2025 and March 17, 2026. Each deferred stock unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the termination of the Reporting Person's service to the Issuer. Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The Reporting Person may earn between 0-150% of the target performance share units based on the total shareholder return of the Issuer over the three year period from 2023 through 2025, measured against the total shareholder return of selected peer companies. The performance share units are scheduled to 100% vest at December 31, 2025. The Reporting Person's Form 4 filing on March 23, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II. Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2023. The Reporting Person's Form 4 filing on June 28, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II. Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2024. /s/ Kim Perry as attorney-in-fact for Alberto Reyes 2023-03-17