HALOZYME THERAPEUTICS, INC.
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(Name of Issuer)
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Common Stock, $0.001 par value per share
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(Title of Class of Securities)
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406 37H 109
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(CUSIP Number)
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Third Security, LLC
The Governor Tyler
1881 Grove Ave.
Radford, Virginia 24141
Attention: Marcus E. Smith, Esq.
Telephone No.: 540-633-7971
Copy to:
David I. Meyers, Esq.
John Owen Gwathmey, Esq. Troutman Sanders LLP
1001 Haxall Point Richmond, Virginia 23219 (804) 697-1200 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
June 6, 2019
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(Date of Event which Requires Filing of this
Statement)
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS RANDAL J. KIRK
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|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP
(a) ☐
(b) ☒ |
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3
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SEC USE ONLY
|
|
4
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SOURCE OF FUNDS
PF |
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) OR 2(e) ☐ |
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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7
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SOLE VOTING POWER
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12,111,874
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||
8
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SHARED VOTING POWER
|
|
0
|
||
9
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SOLE DISPOSITIVE POWER
|
|
12,111,874
|
||
10
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SHARED DISPOSITIVE POWER
0
|
|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,111,874
|
|
12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES ☐ |
|
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.3%
|
|
14
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TYPE OF REPORTING PERSON
IN |
Reporting Person
|
Amount of
Common Stock
Beneficially Owned |
Percent
of Class |
Sole Power
to Vote or Direct the Vote(1) |
Shared
Power to Vote or Direct the Vote |
Sole Power to
Dispose or to Direct the Disposition(1) |
Shared Power to
Dispose or to Direct the Disposition |
Randal J. Kirk
|
12,111,874
|
8.3%
|
12,111,874
|
--
|
12,111,874
|
--
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(1) |
The indicated shares are owned by various entities controlled by Mr. Kirk none of which beneficially owns more than 5.0% individually. Mr.
Kirk could be deemed to have indirect beneficial ownership of the shares of Common Stock directly beneficially owned by these entities.
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Item 6. |
Contracts, Arrangements, Understandings or
Relationships with Respect to Securities of the Issuer.
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/s/ Randal J. Kirk
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|
Randal J. Kirk
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