0001213900-22-081970.txt : 20221222 0001213900-22-081970.hdr.sgml : 20221222 20221222085645 ACCESSION NUMBER: 0001213900-22-081970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221222 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YANAY YAKY CENTRAL INDEX KEY: 0001402539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31392 FILM NUMBER: 221479992 MAIL ADDRESS: STREET 1: ARGAMAN 14 CITY: SHIMSHIT STATE: L3 ZIP: 17906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pluri Inc. CENTRAL INDEX KEY: 0001158780 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 980351734 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: MATAM ADVANCED TECHNOLOGY PARK STREET 2: BUILDING NO. 5 CITY: HAIFA STATE: L3 ZIP: 3508409 BUSINESS PHONE: 972-74-710-7171 MAIL ADDRESS: STREET 1: MATAM ADVANCED TECHNOLOGY PARK STREET 2: BUILDING NO. 5 CITY: HAIFA STATE: L3 ZIP: 3508409 FORMER COMPANY: FORMER CONFORMED NAME: PLURISTEM THERAPEUTICS INC DATE OF NAME CHANGE: 20071228 FORMER COMPANY: FORMER CONFORMED NAME: PLURISTEM LIFE SYSTEMS INC DATE OF NAME CHANGE: 20030701 FORMER COMPANY: FORMER CONFORMED NAME: AI SOFTWARE INC DATE OF NAME CHANGE: 20010906 4 1 ownership.xml X0306 4 2022-12-22 0 0001158780 Pluri Inc. PLUR 0001402539 YANAY YAKY MATAM ADVANCED TECHNOLOGY PARK, BUILDING #5 HAIFA L3 3508409 ISRAEL 1 1 0 0 Chief Executive Officer Common Shares 2022-12-22 4 A 0 334821 0 A 1760125 D Common Shares 6650 I By Yaacov Yanay Management Ltd. Share Option (right to buy) 1.12 2022-12-22 4 A 0 334821 0 A Common Shares 334821 334821 D Share Option (right to buy) 1.56 2022-12-22 4 A 0 500000 0 A Common Shares 500000 500000 D Share Option (right to buy) 2.08 2022-12-22 4 A 0 500000 0 A Common Shares 500000 500000 D Share Option (right to buy) 2.60 2022-12-22 4 A 0 500000 0 A Common Shares 500000 500000 D Represents common shares underlying Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common shares. The RSUs will vest ratably each month over a one-year period. The RSU was issued to the Reporting Person in lieu of his annual salary of $375,000 in the aggregate. The Share Options will vest ratably each month over a one year period and was issued to the Reporting Person in lieu of his annual salary of $375,000 in the aggregate. The Share Options will be issued on January 1, 2023 and will vest as follows: 250,000 of the shares vest on June 30, 2023 and 250,000 of the shares vest on December 31, 2023. The Share Options will expire three years from the later of three years from the last vesting date or the date upon which the Issuer increases its authorized share capital. /s/ Yanay Yaky 2022-12-22