0001140361-11-053901.txt : 20111116
0001140361-11-053901.hdr.sgml : 20111116
20111116161425
ACCESSION NUMBER: 0001140361-11-053901
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111114
FILED AS OF DATE: 20111116
DATE AS OF CHANGE: 20111116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WADE JIMMIE L
CENTRAL INDEX KEY: 0001236884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16797
FILM NUMBER: 111210212
MAIL ADDRESS:
STREET 1: C/O ADVANCE AUTO PARTS
STREET 2: 5673 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCE AUTO PARTS INC
CENTRAL INDEX KEY: 0001158449
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531]
IRS NUMBER: 542049910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0817
BUSINESS ADDRESS:
STREET 1: 5673 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
BUSINESS PHONE: 5405613225
MAIL ADDRESS:
STREET 1: 5673 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
4
1
doc1.xml
FORM 4
X0304
4
2011-11-14
0
0001158449
ADVANCE AUTO PARTS INC
AAP
0001236884
WADE JIMMIE L
ADVANCE AUTO PARTS, INC.
5008 AIRPORT RD
ROANOKE
VA
24012
0
1
0
0
President
Common Stock
2011-11-14
4
M
0
53993
40.45
A
100433
D
Common Stock
2011-11-14
4
S
0
60000
68.95
D
40433
D
Common Stock
2011-11-14
4
M
0
31988
25.81
A
72421
D
Common Stock
2011-11-14
4
F
0
11969
68.98
D
60452
D
Common Stock
2011-11-14
4
S
0
11500
68.61
D
48952
D
Common Stock
2011-11-15
4
M
0
32207
40.45
A
81159
D
Common Stock
2011-11-15
4
S
0
32207
68.48
D
48952
D
Stock Option (right to buy)
40.45
2011-11-14
4
M
0
53993
0
D
2013-02-21
Common Stock
53993
32207
D
Stock Appreciation Rights
68.98
2011-11-14
4
M
0
31988
0
D
2015-11-17
Common Stock
31988
15995
D
Stock Option (right to buy)
40.45
2011-11-15
4
M
0
32207
0
D
2013-02-21
Common Stock
32207
0
D
Represents the exercise by Mr. Wade of all his employee stock options that are scheduled to expire on February 21, 2013 and a portion of his stock appreciation rights that will expire on November 17, 2015, consistent with Mr. Wade's regular practice. Following this transaction, Mr. Wade retains a substantial ownership commitment in both beneficially owned stock and vested employee stock options and SARs, and he continues to satisfy the Company's stock ownership guidelines for executive officers.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.95. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.48 to $68.83. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.99. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares became exercisable in three equal annual installments beginning on February 21, 2007.
These shares became exercisable in three equal annual installments beginning on November 17, 2009.
/s/ Rachel E. Geiersbach, as Attorney-in-Fact for Jimmie L. Wade
2011-11-16