0001140361-11-053901.txt : 20111116 0001140361-11-053901.hdr.sgml : 20111116 20111116161425 ACCESSION NUMBER: 0001140361-11-053901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111114 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADE JIMMIE L CENTRAL INDEX KEY: 0001236884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16797 FILM NUMBER: 111210212 MAIL ADDRESS: STREET 1: C/O ADVANCE AUTO PARTS STREET 2: 5673 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCE AUTO PARTS INC CENTRAL INDEX KEY: 0001158449 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 542049910 STATE OF INCORPORATION: DE FISCAL YEAR END: 0817 BUSINESS ADDRESS: STREET 1: 5673 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 BUSINESS PHONE: 5405613225 MAIL ADDRESS: STREET 1: 5673 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 4 1 doc1.xml FORM 4 X0304 4 2011-11-14 0 0001158449 ADVANCE AUTO PARTS INC AAP 0001236884 WADE JIMMIE L ADVANCE AUTO PARTS, INC. 5008 AIRPORT RD ROANOKE VA 24012 0 1 0 0 President Common Stock 2011-11-14 4 M 0 53993 40.45 A 100433 D Common Stock 2011-11-14 4 S 0 60000 68.95 D 40433 D Common Stock 2011-11-14 4 M 0 31988 25.81 A 72421 D Common Stock 2011-11-14 4 F 0 11969 68.98 D 60452 D Common Stock 2011-11-14 4 S 0 11500 68.61 D 48952 D Common Stock 2011-11-15 4 M 0 32207 40.45 A 81159 D Common Stock 2011-11-15 4 S 0 32207 68.48 D 48952 D Stock Option (right to buy) 40.45 2011-11-14 4 M 0 53993 0 D 2013-02-21 Common Stock 53993 32207 D Stock Appreciation Rights 68.98 2011-11-14 4 M 0 31988 0 D 2015-11-17 Common Stock 31988 15995 D Stock Option (right to buy) 40.45 2011-11-15 4 M 0 32207 0 D 2013-02-21 Common Stock 32207 0 D Represents the exercise by Mr. Wade of all his employee stock options that are scheduled to expire on February 21, 2013 and a portion of his stock appreciation rights that will expire on November 17, 2015, consistent with Mr. Wade's regular practice. Following this transaction, Mr. Wade retains a substantial ownership commitment in both beneficially owned stock and vested employee stock options and SARs, and he continues to satisfy the Company's stock ownership guidelines for executive officers. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.95. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.48 to $68.83. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.99. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares became exercisable in three equal annual installments beginning on February 21, 2007. These shares became exercisable in three equal annual installments beginning on November 17, 2009. /s/ Rachel E. Geiersbach, as Attorney-in-Fact for Jimmie L. Wade 2011-11-16