-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPrT7OCsK0+lIqNceFh1sRvN8QdAXvgpRTYD+pTQcdSm5vSLVEHNTR3zI4JccSLj yQAR4CJWnUKD1/LTPSS1eA== 0001181431-04-003497.txt : 20040121 0001181431-04-003497.hdr.sgml : 20040121 20040121125547 ACCESSION NUMBER: 0001181431-04-003497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040105 FILED AS OF DATE: 20040121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINGARTEN TIM CENTRAL INDEX KEY: 0001268677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 04534469 MAIL ADDRESS: STREET 1: 435 TASSO STREET STE.120 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COGENT COMMUNICATIONS GROUP INC CENTRAL INDEX KEY: 0001158324 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 522337274 BUSINESS ADDRESS: STREET 1: 1015 31ST STREET CITY: WASHINGTON STATE: DC ZIP: 20007 BUSINESS PHONE: 2022954200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP CENTRAL INDEX KEY: 0001130736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 04534470 BUSINESS ADDRESS: STREET 1: 435 TASSO ST STREET 2: STE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEI JAMES CENTRAL INDEX KEY: 0001167196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 04534471 BUSINESS ADDRESS: STREET 1: 435 TASSO ST. STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 MAIL ADDRESS: STREET 1: 435 TASSO ST STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 rrd29350.xml ACQUISITION OF SERIES I PREFERRED STOCK X0201 42004-01-050 0001158324 COGENT COMMUNICATIONS GROUP INC COI 0001167196 WEI JAMES c/o Worldview Technology Partners435 Tasso St., Suite 120Palo AltoCA943010010 0001130736 WORLDVIEW TECHNOLOGY PARTNERS IV LP 435 Tasso St., Ste. 120Palo AltoCA943010010 0001268677 WEINGARTEN TIM 435 TASSO STREET SUITE 120 PALO ALTO CA 94301 0001Director and 10% OwnerSeries I Participating Convertible Preferred Stock2004-01-054J0212.94ACommon Stock1320148212.94DSeries I Participating Convertible Preferred Stock2004-01-054J035.1ACommon Stock21760635.1DSeries I Participating Convertible Preferred Stock2004-01-054J02.34ACommon Stock145072.34DSeries I Participating Convertible Preferred Stock2004-01-054J0250.38ACommon Stock1552261250.38ISee footnote 8Series I Participating Convertible Preferred Stock2004-01-054J0250.38ACommon Stock1552261250.38ISee footnote 9Series I Participating Convertible Preferred Stock2004-01-054J0250.38ACommon Stock1552261250.38ISee footnote 10Series I Participating Convertible Prefe rred Stock2004-01-054J0250.38ACommon Stock1552261250.38

ISee footnote 11Each share of Series I Convertible Preferred Stock , par value $.001 per share, is initially convertible into approximately 6199.628 shares of Common Stock.Each share of Common Stock of Symposium Gamma, Inc. held by the Reporting Persons was exchanged for 2.34 shares of Series I Participating Convertible Preferred Stock pursuant to an Agreement and Plan of Merger by and among the Issuer, Lux Merger Sub, Inc. and Symposium Gamma, Inc.The Series I Participating Convertible Preferred Stock is convertible at the earlier of June 30, 2004 and the date on which the Issuer files an amendment to its Certificate of Incorporation pursuant to the Certificate of Designations of i ts Series I Participating Convertible Preferred Stock.The conversion feature continues indefinitely.Shares are owned directly by Worldview Technology Partners IV, L.P.Shares are owned directly by Worldview Technology International IV, L.P.Shares are owned directly by Worldview Strategic Partners IV, L.P.Worldview Capital IV, L.P., which serves as the general partner to Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P., may be deemed to be an indirect beneficial owner of the reported shares but such entities, but disclaims beneficial ownership in the shares held by the joint filers, except to the extent of any indirect pecuniary interest therein.Worldview Equity I, L.L.C., which serves as the general partner to Worldview Capital IV, L.P., may be deemed to be an in direct beneficial owner of the reported shares of such entity but disclaims beneficial ownership in the shares held by the joint filers, except to the extent of any indirect pecuniary interest therein.James Wei, the Designated Filer, is a managing member of Worldview Equity I, L.L.C., and may be deemed to be the indirect beneficial owner of the reported shares but disclaims beneficial ownership in the shares held by the joint filers, except to the extent of any indirect pecuniary interest therein.Tim Weingarten is a director of the issuer and has certain voting rights in Worldview Equity I, L.L.C., and may be deemed to be an indirect beneficial owner of the reported shares but disclaims beneficial ownership in the shares held by the joint filers, except to the extent of any indirect pecuniary interest therein.James Wei, the Designated Filer, is a Managing Member of Worldview Equity I, L.L.C., which is the general part ner of Worldview Capital IV, L.P. Tim Weingarten is a director of the Issuer and has certain voting rights in Worldview Equity I, L.L.C. Worldview Capital IV, L.P. is the general partner of Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. Each Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such Reporting Person's pecuniary interest in such securities) other than any securities reported herein as being directly owned by such reporting person, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of any securities for purposes of Section 16 or for any other purpose.James Wei2004-01-19Tim Weingarten2004-01-19 Worldview Technology Partners IV, L.P., by Worldview Capital IV, L.P., its general partner, by Worldview Equity I, L.L.C., by James Wei, a Managing Member2004-01-19Worldview Technology International IV, L.P., by Worldview Capital IV, L.P., its general partner, by Worldview Equity I, L.L.C., by James Wei, a Managing Member2004-01-19Worldview Strategic Partners IV, L.P., by Worldview Capital IV, L.P., its general partner, by Worldview Equity I, L.L.C., by James Wei, a Managing Member2004-01-19Worldview Equity I, L.L.C., by James Wei, a Managing Member2004-01-19Worldview Capital IV, L.P., by Worldview Equit y I, L.L.C., by James Wei, a Managing Member2004-01-19 -----END PRIVACY-ENHANCED MESSAGE-----