-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/sWbxEE9WmdvUavlGB4L9utyC/QW/g9VCMCO6rp13lDGW+MpxvkC/LORBAWI5mY BoT00p0VbjnAw1I8of3TIw== 0000912057-02-009807.txt : 20020415 0000912057-02-009807.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-009807 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020228 FILED AS OF DATE: 20020313 COMPANY DATA: COMPANY CONFORMED NAME: D ROZARIO NEALE CENTRAL INDEX KEY: 0001166936 OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 6507 MONIQUE CT CITY: MCLEAN STATE: VA ZIP: 22101 MAIL ADDRESS: STREET 1: 6507 MONIQUE CT CITY: MCLEAN STATE: VA ZIP: 22101 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COGENT COMMUNICATIONS GROUP INC CENTRAL INDEX KEY: 0001158324 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522337274 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31227 FILM NUMBER: 02574327 BUSINESS ADDRESS: STREET 1: 1015 31ST STREET CITY: WASHINGTON STATE: DC ZIP: 20007 BUSINESS PHONE: 2022954200 3 1 a2073300z3.txt FORM 3
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104 Expires: December 31, 2001 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 (Print or Type Responses) Section 30(f) of the Investment Company Act of 1940 ----------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol quiring Statement D'Rozario Neale T. (Month/Day/Year) Cogent Communications Group, Inc. (COI) - ------------------------------------------------- ------------------------------------------------------------ (Last) (First) (Middle) 02/04/02 5. Relationship of Reporting Person(s) 6. If Amendment, Date ----------------------- to Issuer (Check all applicable) of Original 3. IRS Identification Director 10% Owner (Month/Day/Year) Number of Reporting ---- ---- 1015 31st Street, N.W. Person, if an entity Officer (give Other (specify --------------------- - ------------------------------------------------- (Voluntary) X title below) below) 7. Individual or (Street) ---- ---- Joint/Group Filing (Check Applicable Chief Information Officer Line) ------------------------- Form filed by One X Reporting Person --- Form filed by More than One Reporting Person --- Washington DC 20007 - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1473 (3-99) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Expiration (Instr. 4) Exercise Form of Ownership Date Price of Deriv- (Instr. 5) (Month/Day/ Deri- ative Year) vative Security: -------------------------------------------------- Security Direct Amount (D) or Date Expir- or Indirect Exer- ation Title Number (I) cisable Date of Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Option (right to buy) 7/17/01 (1) 7/17/10 Common Stock, par 17,500 $10.00 D value $.001 per share - ------------------------------------------------------------------------------------------------------------------------------------ Option (right to buy) 12/1/01 (2) 12/1/11 Common Stock, par 2,847 $2.00 D value $.001 per share - ------------------------------------------------------------------------------------------------------------------------------------ Option (right to buy) 12/1/02 (3) 12/1/11 Common Stock, par 1,898 $2.00 D value $.001 per share - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) 25% OF GRANT VESTS ON THE FIRST ANNIVERSARY OF DATE OF GRANT (7/17/00). THE REMAINING PORTION OF THE GRANT VESTS OVER 4 YEARS FROM DATE OF GRANT WITH 4 QUARTERLY VEST EVENTS IN THREE-MONTH INCREMENTS FROM DATE OF GRANT, SUBJECT TO CONTINUED EMPLOYMENT ON EACH VESTING DATE. (2) 39.58% OF GRANT VESTS IMMEDIATELY ON DATE OF GRANT (12/1/01). THE REMAINING PORTION OF GRANT VESTS IN 11 EQUAL AMOUNTS IN THREE-MONTH INCREMENTS FROM DATE OF GRANT, SUBJECT TO CONTINUED EMPLOYMENT ON EACH VESTING DATE. (3) 25% OF GRANT VESTS ON THE FIRST ANNIVERSARY OF DATE OF GRANT (12/1/01). THE REMAINING PORTION OF THE GRANT VESTS OVER 4 YEARS FROM DATE OF GRANT WITH 4 QUARTERLY VEST EVENTS IN THREE-MONTH INCREMENTS FROM DATE OF GRANT, SUBJECT TO CONTINUED EMPLOYMENT ON EACH VESTING DATE. /s/ Neale T. D'Rozario March 13, 2002 ------------------------------------- ---------------------- **Intentional misstatements or omissions of facts constitute Federal **Signature of Reporting Person Date Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Neale T. D'Rozario Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
-----END PRIVACY-ENHANCED MESSAGE-----