-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKUMYiELvhZhbaRA0AwWIzxY0rQ/iAemIMaQAfotyKkb0IJ3QRSUSZYdirmVtg3C pgtY0HOr17j/8yVJPEQAGw== 0001179110-10-008578.txt : 20100513 0001179110-10-008578.hdr.sgml : 20100513 20100513180214 ACCESSION NUMBER: 0001179110-10-008578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100511 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Arlene CENTRAL INDEX KEY: 0001362520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33213 FILM NUMBER: 10829948 MAIL ADDRESS: STREET 1: 80 UPPER TOYON DRIVE CITY: KENTFIELD STATE: CA ZIP: 94904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMAX INC CENTRAL INDEX KEY: 0001158223 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4001 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-812-8700 MAIL ADDRESS: STREET 1: 4001 MIRANDA AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml FORM 4 - X0303 4 2010-05-11 0 0001158223 AFFYMAX INC AFFY 0001362520 Morris Arlene C/O AFFYMAX, INC. 4001 MIRANDA AVE. PALO ALTO CA 94304 1 1 0 0 CEO Common Stock 2010-05-11 4 M 0 30081 .80 A 30081 D Common Stock 2010-05-11 4 S 0 29581 25.00 D 500 D Common Stock 2010-05-11 4 S 0 400 25.01 D 100 D Common Stock 2010-05-11 4 S 0 100 25.02 D 0 D Common Stock 2010-05-12 4 M 0 6060 .80 A 6060 D Common Stock 2010-05-12 4 M 0 103248 4.36 A 109308 D Common Stock 2010-05-12 4 S 0 28400 26.05 D 80908 D Common Stock 2010-05-12 4 S 0 80908 25.40 D 0 D Common Stock 2010-05-13 4 M 0 41021 4.36 A 41021 D Common Stock 2010-05-13 4 S 0 41021 25.0456 D 0 D Stock Option (Right to Buy) .80 2010-05-11 4 M 0 30081 0.00 D 2014-12-14 Common Stock 30081 6060 D Stock Option (Right to Buy) .80 2010-05-12 4 M 0 6060 0.00 D 2014-12-14 Common Stock 6060 0 D Stock Option (Right to Buy) 4.36 2010-05-12 4 M 0 103248 0.00 D 2016-02-09 Common Stock 103248 44316 D Stock Option (Right to Buy) 4.36 2010-05-13 4 M 0 41021 0.00 D 2016-02-09 Common Stock 41021 3295 D This transaction was pursuant to 10b5-1 Plans. The shares subject to the option are exercisable upon grant. The shares vest monthly over 4 years. The shares were sold at prices between $26.00 and $26.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $25.00 and $25.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $25.00 and $25.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Grace Shin, Attorney-in-Fact 2010-05-13 -----END PRIVACY-ENHANCED MESSAGE-----