0001420506-22-002384.txt : 20221209 0001420506-22-002384.hdr.sgml : 20221209 20221209122810 ACCESSION NUMBER: 0001420506-22-002384 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221209 DATE AS OF CHANGE: 20221209 EFFECTIVENESS DATE: 20221209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Capital Management Company, LLC CENTRAL INDEX KEY: 0001158202 IRS NUMBER: 222796848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11296 FILM NUMBER: 221454172 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 2153021500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 FORMER COMPANY: FORMER CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC DATE OF NAME CHANGE: 20010827 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001158202 XXXXXXXX 09-30-2022 09-30-2022 true 1 RESTATEMENT false Penn Capital Management Company, LLC

1200 INTREPID AVENUE SUITE 400 PHILADELPHIA PA 19112

13F HOLDINGS REPORT 028-11296 N Andrew Daly 2153021500 Andrew Daly, Chief Compliance Officer PHILADELPHIA PA 12-09-2022 0 179 895642 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR PENN CAPITAL MANAGEMENT COMPANY, LLC ACADIA HEALTHCARE COMPANY IN COM 00404A109 11492 146787 SH SOLE 146787 0 0 ALLEGRO MICROSYSTEMS INC COM 01749D105 2193 98654 SH SOLE 98654 0 0 ALLETE INC COM NEW 018522300 563 11253 SH SOLE 11253 0 0 ALPHATEC HLDGS INC COM NEW 02081G201 10888 1244110 SH SOLE 1244110 0 0 AMERANT BANCORP INC CL A 023576101 385 15490 SH SOLE 15490 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 10849 1586405 SH SOLE 1586405 0 0 AMERICOLD REALTY TRUST INC COM 03064D108 299 12167 SH SOLE 12167 0 0 AMERIS BANCORP COM 03076K108 12010 268266 SH SOLE 268266 0 0 AMETEK INC COM 031100100 403 3550 SH SOLE 3550 0 0 APARTMENT INCOME REIT CORP COM 03750L109 1970 50020 SH SOLE 50020 0 0 ARCH CAP GROUP LTD ORD G0450A105 3890 84170 SH SOLE 84170 0 0 ARTIVION INC COM 228903100 5983 431737 SH SOLE 431737 0 0 ASSOCIATED BANC CORP COM 045487105 492 24518 SH SOLE 24518 0 0 AVALONBAY CMNTYS INC COM 053484101 297 1613 SH SOLE 1613 0 0 AVANTOR INC COM 05352A100 1864 93521 SH SOLE 93521 0 0 AVIENT CORPORATION COM 05368V106 7478 246458 SH SOLE 246458 0 0 AXIS CAP HLDGS LTD SHS G0692U109 2929 58740 SH SOLE 58740 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2410 28028 SH SOLE 28028 0 0 BLOCK INC NOTE 0.250%11/0 852234AK9 633 885000 PRN SOLE 885000 0 0 BLOOMIN BRANDS INC COM 094235108 10272 559736 SH SOLE 559736 0 0 BOYD GAMING CORP COM 103304101 7933 166256 SH SOLE 166256 0 0 BURLINGTON STORES INC COM 122017106 1451 12783 SH SOLE 12783 0 0 CACI INTL INC CL A 127190304 342 1311 SH SOLE 1311 0 0 CALAMP CORP COM 128126109 672 175077 SH SOLE 175077 0 0 CALIFORNIA RES CORP COM STOCK 13057Q305 10636 276374 SH SOLE 276374 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 9287 297839 SH SOLE 297839 0 0 CATALENT INC COM 148806102 1812 24714 SH SOLE 24714 0 0 CENTERSPACE COM 15202L107 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DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 2716 3948000 PRN SOLE 3948000 0 0 DUCOMMUN INC DEL COM 264147109 2408 60709 SH SOLE 60709 0 0 EARTHSTONE ENERGY INC CL A 27032D304 11075 897765 SH SOLE 897765 0 0 EASTERLY GOVT PPTYS INC COM 27616P103 3671 232773 SH SOLE 232773 0 0 ESSENTIAL PPTYS RLTY TR INC COM 29670E107 9028 463616 SH SOLE 463616 0 0 EVENTBRITE INC COM CL A 29975E109 1744 286886 SH SOLE 286886 0 0 FARMER BROS CO COM 307675108 3284 700210 SH SOLE 700210 0 0 FB FINL CORP COM 30257X104 13447 351504 SH SOLE 351504 0 0 FIRST BANCORP N C COM 318910106 3441 94073 SH SOLE 94073 0 0 FIRST BANCORP P R COM NEW 318672706 14845 1083734 SH SOLE 1083734 0 0 FIRST WATCH RESTAURANT GROUP COM 33748L101 432 29822 SH SOLE 29822 0 0 FIVE BELOW INC COM 33829M101 14373 104072 SH SOLE 104072 0 0 FLOOR & DECOR HLDGS INC CL A 339750101 1088 15235 SH SOLE 15235 0 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 6615 209658 SH SOLE 209658 0 0 FOX CORP CL B COM 35137L204 2531 87503 SH SOLE 87503 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 689 29630 SH SOLE 29630 0 0 G III APPAREL GROUP LTD COM 36237H101 2321 155268 SH SOLE 155268 0 0 GODADDY INC CL A 380237107 2568 35719 SH SOLE 35719 0 0 GOGO INC COM 38046C109 6915 569764 SH SOLE 569764 0 0 GOLDEN ENTMT INC COM 381013101 15035 430379 SH SOLE 430379 0 0 GRAY TELEVISION INC COM 389375106 12499 871654 SH SOLE 871654 0 0 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 7950 226072 SH SOLE 226072 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 14382 506051 SH SOLE 506051 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 12529 315584 SH SOLE 315584 0 0 HARMONY BIOSCIENCES HLDGS IN COM 413197104 5882 132625 SH SOLE 132625 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 535 15447 SH SOLE 15447 0 0 HEALTHCARE RLTY TR CL A COM 42226K105 1880 88453 SH SOLE 88453 0 0 HELIOS TECHNOLOGIES INC COM 42328H109 778 15385 SH SOLE 15385 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 42 10856 SH SOLE 10856 0 0 HERBALIFE NUTRITION LTD NOTE 2.625% 3/1 42703MAD5 629 695000 PRN SOLE 695000 0 0 HESS CORP COM 42809H107 525 4814 SH SOLE 4814 0 0 HILLMAN SOLUTIONS CORP COM 431636109 8074 1069371 SH SOLE 1069371 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 442 26393 SH SOLE 26393 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 459 2785 SH SOLE 2785 0 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 8637 140618 SH SOLE 140618 0 0 KENNEDY-WILSON HOLDINGS INC COM 489398107 1446 91836 SH SOLE 91836 0 0 KIMBALL INTL INC CL B 494274103 1727 274489 SH SOLE 274489 0 0 KIRBY CORP COM 497266106 12957 212255 SH SOLE 212255 0 0 KULICKE & SOFFA INDS INC COM 501242101 11195 289476 SH SOLE 289476 0 0 LANTHEUS HLDGS INC COM 516544103 12814 181495 SH SOLE 181495 0 0 LENNOX INTL INC COM 526107107 1827 8070 SH SOLE 8070 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 2591 67048 SH SOLE 67048 0 0 LINCOLN NATL CORP IND COM 534187109 278 6323 SH SOLE 6323 0 0 LIVENT CORP COM 53814L108 12438 404154 SH SOLE 404154 0 0 M & T BK CORP COM 55261F104 470 2668 SH SOLE 2668 0 0 MARTIN MARIETTA MATLS INC COM 573284106 2371 7261 SH SOLE 7261 0 0 MARVELL TECHNOLOGY INC COM 573874104 344 8024 SH SOLE 8024 0 0 MASCO CORP COM 574599106 341 7301 SH SOLE 7301 0 0 MATCH GROUP INC NEW COM 57667L107 245 5136 SH SOLE 5136 0 0 MERCURY SYS INC COM 589378108 1342 32488 SH SOLE 32488 0 0 METROPOLITAN BK HLDG CORP COM 591774104 9080 140937 SH SOLE 140937 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1712 56774 SH SOLE 56774 0 0 MIDDLESEX WTR CO COM 596680108 3560 46120 SH SOLE 46120 0 0 MODIVCARE INC COM 60783X104 11218 112431 SH SOLE 112431 0 0 MONRO INC COM 610236101 2095 48201 SH SOLE 48201 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 356 3356 SH SOLE 3356 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 2551 55196 SH SOLE 55196 0 0 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 15508 92820 SH SOLE 92820 0 0 NORTHERN OIL AND GAS INC MN COM 665531307 13109 477606 SH SOLE 477606 0 0 NORTHWEST NAT HLDG CO COM 66765N105 3094 71329 SH SOLE 71329 0 0 NOW INC COM 67011P100 11663 1159026 SH SOLE 1159026 0 0 NVENT ELECTRIC PLC SHS G6700G107 2231 69396 SH SOLE 69396 0 0 O-I GLASS INC COM 67098H104 9331 719529 SH SOLE 719529 0 0 OFG BANCORP COM 67103X102 1373 54639 SH SOLE 54639 0 0 OLIN CORP COM PAR $1 680665205 1516 34751 SH SOLE 34751 0 0 OPERA LTD SPONSORED ADS 68373M107 626 144139 SH SOLE 144139 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 11622 368812 SH SOLE 368812 0 0 OUSTER INC COM 68989M103 2527 2618956 SH SOLE 2618956 0 0 PAPA JOHNS INTL INC COM 698813102 6416 91527 SH SOLE 91527 0 0 PATTERSON-UTI ENERGY INC COM 703481101 11459 979763 SH SOLE 979763 0 0 PAYA HOLDINGS INC COM CL A 70434P103 3140 513916 SH SOLE 513916 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 7063 484785 SH SOLE 484785 0 0 PENN ENTERTAINMENT INC COM 707569109 10151 368517 SH SOLE 368517 0 0 PENNANT GROUP INC COM 70805E109 1358 130436 SH SOLE 130436 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 14493 336405 SH SOLE 336405 0 0 PERRIGO CO PLC SHS G97822103 8711 243164 SH SOLE 243164 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 14765 181287 SH SOLE 181287 0 0 PLANET FITNESS INC CL A 72703H101 11751 202998 SH SOLE 202998 0 0 PLAYA HOTELS & RESORTS NV SHS N70544106 65 11226 SH SOLE 11226 0 0 PLAYAGS INC COM 72814N104 59 11181 SH SOLE 11181 0 0 POPULAR INC COM NEW 733174700 236 3278 SH SOLE 3278 0 0 POSTAL REALTY TRUST INC CL A 73757R102 2945 200754 SH SOLE 200754 0 0 PRIMERICA INC COM 74164M108 2132 16980 SH SOLE 16980 0 0 PRIMIS FINANCIAL CORP COM 74167B109 1484 122301 SH SOLE 122301 0 0 PURE STORAGE INC CL A 74624M102 11700 426893 SH SOLE 426893 0 0 R1 RCM INC COM 77634L105 10957 590522 SH SOLE 590522 0 0 RAMBUS INC DEL COM 750917106 13104 514869 SH SOLE 514869 0 0 RAPID7 INC COM 753422104 6937 161483 SH SOLE 161483 0 0 REYNOLDS CONSUMER PRODS INC COM 76171L106 281 10794 SH SOLE 10794 0 0 RINGCENTRAL INC NOTE 3/1 76680RAH0 577 750000 PRN SOLE 750000 0 0 RINGCENTRAL INC CL A 76680R206 1565 38577 SH SOLE 38577 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 11602 157443 SH SOLE 157443 0 0 SABRE CORP COM 78573M104 8134 1577374 SH SOLE 1577374 0 0 SANDY SPRING BANCORP INC COM 800363103 2994 84907 SH SOLE 84907 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 9789 867504 SH SOLE 867504 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 12859 423591 SH SOLE 423591 0 0 SEAWORLD ENTMT INC COM 81282V100 13079 287014 SH SOLE 287014 0 0 SHORE BANCSHARES INC COM 825107105 994 57376 SH SOLE 57376 0 0 SI-BONE INC COM 825704109 8516 487112 SH SOLE 487112 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 7451 114134 SH SOLE 114134 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 1196 13792 SH SOLE 13792 0 0 SMARTFINANCIAL INC COM NEW 83190L208 1179 47712 SH SOLE 47712 0 0 SOUTHERN FIRST BANCSHARES COM 842873101 2192 52621 SH SOLE 52621 0 0 SOUTHSTATE CORPORATION COM 840441109 14285 180327 SH SOLE 180327 0 0 SPIRE INC COM 84857L101 218 3493 SH SOLE 3493 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 10298 469185 SH SOLE 469185 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 597 760000 PRN SOLE 760000 0 0 STEEL DYNAMICS INC COM 858119100 2218 30840 SH SOLE 30840 0 0 STEELCASE INC CL A 858155203 2223 341013 SH SOLE 341013 0 0 STEREOTAXIS INC COM NEW 85916J409 926 514357 SH SOLE 514357 0 0 TALOS ENERGY INC COM 87484T108 9882 592723 SH SOLE 592723 0 0 TENNANT CO COM 880345103 1116 19726 SH SOLE 19726 0 0 TERADYNE INC COM 880770102 1880 24678 SH SOLE 24678 0 0 TEXAS CAP BANCSHARES INC COM 88224Q107 2539 42289 SH SOLE 42289 0 0 TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 293 300000 PRN SOLE 300000 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 411 15327 SH SOLE 15327 0 0 TRANSOCEAN LTD REG SHS H8817H100 25 10239 SH SOLE 10239 0 0 TRANSUNION COM 89400J107 1841 30512 SH SOLE 30512 0 0 TRIUMPH GROUP INC NEW COM 896818101 7003 814205 SH SOLE 814205 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 2024 1745175 SH SOLE 1745175 0 0 TURNING PT BRANDS INC COM 90041L105 2968 139824 SH SOLE 139824 0 0 TYLER TECHNOLOGIES INC COM 902252105 2828 8021 SH SOLE 8021 0 0 UMH PPTYS INC COM 903002103 2597 160800 SH SOLE 160800 0 0 UNITED RENTALS INC COM 911363109 1692 6154 SH SOLE 6154 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 2285 10730 SH SOLE 10730 0 0 VAIL RESORTS INC COM 91879Q109 2038 9295 SH SOLE 9295 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1039 8165 SH SOLE 8165 0 0 VIAD CORP COM 92552R406 9656 305377 SH SOLE 305377 0 0 VICI PPTYS INC COM 925652109 2817 93052 SH SOLE 93052 0 0 VISTRA CORP COM 92840M102 2855 134006 SH SOLE 134006 0 0 VOYA FINANCIAL INC COM 929089100 357 5895 SH SOLE 5895 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 26012 805975 SH SOLE 805975 0 0 WESTERN ALLIANCE BANCORP COM 957638109 2506 37531 SH SOLE 37531 0 0 WESTERN DIGITAL CORP. 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