0001420506-21-001205.txt : 20210816
0001420506-21-001205.hdr.sgml : 20210816
20210816105836
ACCESSION NUMBER: 0001420506-21-001205
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penn Capital Management Company, LLC
CENTRAL INDEX KEY: 0001158202
IRS NUMBER: 222796848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11296
FILM NUMBER: 211175436
BUSINESS ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 2153021500
MAIL ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
FORMER COMPANY:
FORMER CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC
DATE OF NAME CHANGE: 20010827
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001158202
XXXXXXXX
06-30-2021
06-30-2021
false
Penn Capital Management Company, LLC
1200 INTREPID AVENUE
SUITE 400
PHILADELPHIA
PA
19112
13F HOLDINGS REPORT
028-11296
N
Andrew Daly
Chief Compliance Officer
2153021500
Andrew Daly, Chief Compliance Officer
PHILADELPHIA
PA
08-11-2021
0
207
1029213
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR PENN CAPITAL MANAGEMENT COMPANY, LLC
AAR CORP
COM
000361105
2283
58921
SH
SOLE
58921
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
8065
128529
SH
SOLE
128529
0
215
ALLEGRO MICROSYSTEMS INC
COM
01749D105
2218
80070
SH
SOLE
80070
0
2995
ALLIANCE DATA SYSTEMS CORP
COM
018581108
9582
91969
SH
SOLE
91969
0
155
ALLISON TRANSMISSION HLDGS I
COM
01973R101
1660
41765
SH
SOLE
41765
0
1163
ALPHATEC HLDGS INC
COM NEW
02081G201
11361
741590
SH
SOLE
741590
0
1193
ALTO INGREDIENTS INC
COM
021513106
3247
531395
SH
SOLE
531395
0
0
AMALGAMATED FINANCIAL CORP
COM
022671101
2253
144128
SH
SOLE
144128
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
12836
1240214
SH
SOLE
1240214
0
2067
AMERICAN VANGUARD CORP
COM
030371108
3180
181610
SH
SOLE
181610
0
0
AMERICOLD RLTY TR
COM
03064D108
439
11586
SH
SOLE
11586
0
0
AMERIS BANCORP
COM
03076K108
13355
263779
SH
SOLE
263779
0
436
AMETEK INC
COM
031100100
546
4087
SH
SOLE
4087
0
0
ANDERSONS INC
COM
034164103
2621
85866
SH
SOLE
85866
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
2678
68785
SH
SOLE
68785
0
2044
ASPEN GROUP INC
COM NEW
04530L203
3258
499618
SH
SOLE
499618
0
0
AVANTOR INC
COM
05352A100
3451
97192
SH
SOLE
97192
0
3263
AXALTA COATING SYS LTD
COM
G0750C108
2503
82086
SH
SOLE
82086
0
2746
BALLYS CORPORATION
COM
05875B106
15661
289436
SH
SOLE
289436
0
483
BANKUNITED INC
COM
06652K103
14059
329318
SH
SOLE
329318
0
600
BAUSCH HEALTH COS INC
COM
071734107
3254
110992
SH
SOLE
110992
0
3514
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
354
4242
SH
SOLE
4242
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
8941
187915
SH
SOLE
187915
0
284
BLUE APRON HLDGS INC
CL A NEW
09523Q200
2445
571177
SH
SOLE
571177
0
0
BOYD GAMING CORP
COM
103304101
8224
133744
SH
SOLE
133744
0
222
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
305
49122
SH
SOLE
49122
0
0
BURLINGTON STORES INC
COM
122017106
3531
10967
SH
SOLE
10967
0
307
CACI INTL INC
CL A
127190304
384
1507
SH
SOLE
1507
0
0
CALAVO GROWERS INC
COM
128246105
2105
33193
SH
SOLE
33193
0
0
CALERES INC
COM
129500104
14035
514300
SH
SOLE
514300
0
836
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
8548
195423
SH
SOLE
195423
0
312
CARPENTER TECHNOLOGY CORP
COM
144285103
8744
217400
SH
SOLE
217400
0
346
CATALENT INC
COM
148806102
3130
28950
SH
SOLE
28950
0
762
CENTURY ALUM CO
COM
156431108
5727
444328
SH
SOLE
444328
0
714
CF INDS HLDGS INC
COM
125269100
2913
56610
SH
SOLE
56610
0
1720
CHAMPIONX CORPORATION
COM
15872M104
12442
485069
SH
SOLE
485069
0
784
CHART INDS INC
COM
16115Q308
11569
79067
SH
SOLE
79067
0
128
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
969
1150000
PRN
SOLE
1150000
0
0
CHIMERIX INC
COM
16934W106
466
58231
SH
SOLE
58231
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
11866
768521
SH
SOLE
768521
0
1237
CONMED CORP
COM
207410101
11988
87232
SH
SOLE
87232
0
923
CORNERSTONE ONDEMAND INC
COM
21925Y103
3730
72315
SH
SOLE
72315
0
123
CRYOLIFE INC
COM
228903100
7941
279624
SH
SOLE
279624
0
441
DAKTRONICS INC
COM
234264109
417
63244
SH
SOLE
63244
0
0
DANA INC
COM
235825205
8133
342315
SH
SOLE
342315
0
558
DENBURY INC
COM
24790A101
10821
140936
SH
SOLE
140936
0
234
DIAMONDBACK ENERGY INC
COM
25278X109
3011
32067
SH
SOLE
32067
0
1107
DIGITAL RLTY TR INC
COM
253868103
524
3485
SH
SOLE
3485
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
5384
5554000
PRN
SOLE
5554000
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
2070
50875
SH
SOLE
50875
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
756
31900
SH
SOLE
31900
0
0
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
7695
284578
SH
SOLE
284578
0
470
EVANS BANCORP INC
COM NEW
29911Q208
2065
55659
SH
SOLE
55659
0
0
EXELIXIS INC
COM
30161Q104
1698
93185
SH
SOLE
93185
0
3076
FARMER BROS CO
COM
307675108
2121
167149
SH
SOLE
167149
0
0
FB FINL CORP
COM
30257X104
9460
253472
SH
SOLE
253472
0
424
FERRO CORP
COM
315405100
435
20163
SH
SOLE
20163
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2205
50737
SH
SOLE
50737
0
1367
FIRST BANCORP P R
COM NEW
318672706
7265
609520
SH
SOLE
609520
0
968
FIRST CMNTY CORP S C
COM
319835104
2013
99643
SH
SOLE
99643
0
0
FIVE BELOW INC
COM
33829M101
3210
16607
SH
SOLE
16607
0
453
FIVE9 INC
COM
338307101
2574
14034
SH
SOLE
14034
0
469
FLOOR & DECOR HLDGS INC
CL A
339750101
2183
20655
SH
SOLE
20655
0
688
FOCUS FINL PARTNERS INC
COM CL A
34417P100
6843
141085
SH
SOLE
141085
0
232
FORTUNA SILVER MINES INC
COM
349915108
1859
334894
SH
SOLE
334894
0
0
FOX CORP
CL B COM
35137L204
2426
68908
SH
SOLE
68908
0
1934
G III APPAREL GROUP LTD
COM
36237H101
2372
72192
SH
SOLE
72192
0
0
GAN LTD
SHS
G3728V109
1577
95910
SH
SOLE
95910
0
0
GATES INDUSTRIAL CORPRATIN P
ORD SHS
G39108108
8387
464128
SH
SOLE
464128
0
752
GODADDY INC
CL A
380237107
3198
36775
SH
SOLE
36775
0
1049
GOGO INC
COM
38046C109
7232
635472
SH
SOLE
635472
0
1020
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
1487
1500000
PRN
SOLE
1500000
0
0
GOLDEN ENTMT INC
COM
381013101
17732
395798
SH
SOLE
395798
0
637
GRAHAM CORP
COM
384556106
2103
152867
SH
SOLE
152867
0
0
GRAY TELEVISION INC
COM
389375106
14194
606564
SH
SOLE
606564
0
973
HALOZYME THERAPEUTICS INC
COM
40637H109
12575
276912
SH
SOLE
276912
0
2258
HARSCO CORP
COM
415864107
9228
451928
SH
SOLE
451928
0
718
HAWAIIAN HOLDINGS INC
COM
419879101
779
31973
SH
SOLE
31973
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
1936
72507
SH
SOLE
72507
0
2406
HERITAGE FINL CORP WASH
COM
42722X106
2069
82674
SH
SOLE
82674
0
0
HERITAGE INSURANCE HLDGS INC
COM
42727J102
2168
252723
SH
SOLE
252723
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
1499
139297
SH
SOLE
139297
0
0
HESS CORP
COM
42809H107
580
6641
SH
SOLE
6641
0
0
HOLLYFRONTIER CORP
COM
436106108
2295
69772
SH
SOLE
69772
0
2088
HURON CONSULTING GROUP INC
COM
447462102
1697
34522
SH
SOLE
34522
0
0
I3 VERTICALS INC
COM CL A
46571Y107
1894
62662
SH
SOLE
62662
0
0
IAA INC
COM
449253103
2130
39052
SH
SOLE
39052
0
991
IAC INTERACTIVECORP NEW
COM NEW
44891N208
2525
16378
SH
SOLE
16378
0
471
INDUS REALTY TRUST INC
COM
45580R103
861
13109
SH
SOLE
13109
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
7870
64320
SH
SOLE
64320
0
108
INVESTAR HLDG CORP
COM
46134L105
648
28302
SH
SOLE
28302
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
222
970
SH
SOLE
970
0
0
KIMBALL INTL INC
CL B
494274103
1991
151419
SH
SOLE
151419
0
0
KIRBY CORP
COM
497266106
13683
225643
SH
SOLE
225643
0
1824
KULICKE & SOFFA INDS INC
COM
501242101
16313
266549
SH
SOLE
266549
0
437
LAMB WESTON HLDGS INC
COM
513272104
3252
40313
SH
SOLE
40313
0
1144
LANDCADIA HOLDINGS III INC
COM CL A
51476H100
959
77315
SH
SOLE
77315
0
1062
LENDINGTREE INC NEW
COM
52603B107
1883
8888
SH
SOLE
8888
0
309
LENNOX INTL INC
COM
526107107
2192
6248
SH
SOLE
6248
0
223
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
3263
70042
SH
SOLE
70042
0
2071
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
1264
310546
SH
SOLE
310546
0
0
LINCOLN NATL CORP IND
COM
534187109
3496
55641
SH
SOLE
55641
0
1636
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
1038
64827
SH
SOLE
64827
0
0
LIVENT CORP
COM
53814L108
7156
369615
SH
SOLE
369615
0
3823
M & T BK CORP
COM
55261F104
341
2348
SH
SOLE
2348
0
12
MARTIN MARIETTA MATLS INC
COM
573284106
3590
10205
SH
SOLE
10205
0
288
MARVELL TECHNOLOGY INC
COM
573874104
538
9223
SH
SOLE
9223
0
0
MASCO CORP
COM
574599106
530
9002
SH
SOLE
9002
0
39
MATCH GROUP INC NEW
COM
57667L107
570
3536
SH
SOLE
3536
0
0
MERCURY SYS INC
COM
589378108
2201
33208
SH
SOLE
33208
0
1140
MERITOR INC
NOTE 3.250%10/1
59001KAF7
3060
2883000
PRN
SOLE
2883000
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
2241
61184
SH
SOLE
61184
0
1716
MGM RESORTS INTERNATIONAL
COM
552953101
3654
85682
SH
SOLE
85682
0
2458
MODIVCARE INC
COM
60783X104
10397
61132
SH
SOLE
61132
0
100
MONTAUK RENEWABLES INC
COM
61218C103
753
98281
SH
SOLE
98281
0
0
NATIONAL CINEMEDIA INC
COM
635309107
2396
472558
SH
SOLE
472558
0
0
NATIONAL VISION HLDGS INC
COM
63845R107
7835
153235
SH
SOLE
153235
0
226
NEUROCRINE BIOSCIENCES INC
COM
64125C109
293
3015
SH
SOLE
3015
0
0
NEWMARK GROUP INC
CL A
65158N102
10372
863604
SH
SOLE
863604
0
1425
NEWPARK RES INC
COM PAR $.01NEW
651718504
1760
508615
SH
SOLE
508615
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
11873
80285
SH
SOLE
80285
0
129
NORTHWEST NAT HLDG CO
COM
66765N105
2466
46956
SH
SOLE
46956
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
3479
118278
SH
SOLE
118278
0
3538
NVENT ELECTRIC PLC
SHS
G6700G107
11570
370372
SH
SOLE
370372
0
2949
O-I GLASS INC
COM
67098H104
8176
500656
SH
SOLE
500656
0
814
OPEN LENDING CORP
COM CL A
68373J104
5742
133247
SH
SOLE
133247
0
213
OPTION CARE HEALTH INC
COM NEW
68404L201
11170
510759
SH
SOLE
510759
0
815
ORIGIN BANCORP INC
COM
68621T102
740
17431
SH
SOLE
17431
0
0
OVERSTOCK COM INC DEL
COM
690370101
6934
75206
SH
SOLE
75206
0
0
PAE INC
COM CL A
69290Y109
1073
120519
SH
SOLE
120519
0
0
PAPA JOHNS INTL INC
COM
698813102
8553
81891
SH
SOLE
81891
0
131
PAYA HOLDINGS INC
COM CL A
70434P103
677
61478
SH
SOLE
61478
0
0
PDC ENERGY INC
COM
69327R101
16341
356877
SH
SOLE
356877
0
581
PEBBLEBROOK HOTEL TR
COM
70509V100
2203
93566
SH
SOLE
93566
0
3171
PENNANT GROUP INC
COM
70805E109
1167
28536
SH
SOLE
28536
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
3277
191164
SH
SOLE
191164
0
5781
PERFORMANCE FOOD GROUP CO
COM
71377A103
9823
202568
SH
SOLE
202568
0
327
PINNACLE FINL PARTNERS INC
COM
72346Q104
4502
50992
SH
SOLE
50992
0
1461
PIXELWORKS INC
COM NEW
72581M305
1630
478087
SH
SOLE
478087
0
0
PLANET FITNESS INC
CL A
72703H101
11737
155977
SH
SOLE
155977
0
1362
PLAYA HOTELS & RESORTS NV
SHS
N70544106
927
124698
SH
SOLE
124698
0
0
POWELL INDS INC
COM
739128106
1011
32661
SH
SOLE
32661
0
0
PRIMERICA INC
COM
74164M108
2278
14877
SH
SOLE
14877
0
519
PRIMIS FINANCIAL CORP
COM
74167B109
607
39808
SH
SOLE
39808
0
0
PURE STORAGE INC
CL A
74624M102
7658
392122
SH
SOLE
392122
0
643
PVH CORPORATION
COM
693656100
3083
28651
SH
SOLE
28651
0
815
QUEST DIAGNOSTICS INC
COM
74834L100
2224
16851
SH
SOLE
16851
0
447
R1 RCM INC
COM
749397105
9066
407645
SH
SOLE
407645
0
661
RAMBUS INC DEL
COM
750917106
8715
367577
SH
SOLE
367577
0
602
RAPID7 INC
COM
753422104
9375
99067
SH
SOLE
99067
0
164
RELIANT BANCORP INC
COM
75956B101
296
10665
SH
SOLE
10665
0
0
RILEY EXPLORATION PERMIAN IN
COM
76665T102
558
19242
SH
SOLE
19242
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
9906
125455
SH
SOLE
125455
0
217
SABRE CORP
COM
78573M104
13097
1049466
SH
SOLE
1049466
0
8357
SCIENTIFIC GAMES CORP
COM
80874P109
11033
142473
SH
SOLE
142473
0
232
SCRIPPS E W CO OHIO
CL A NEW
811054402
11565
567203
SH
SOLE
567203
0
908
SEAWORLD ENTMT INC
COM
81282V100
12461
249523
SH
SOLE
249523
0
413
SELECT ENERGY SVCS INC
CL A COM
81617J301
2277
377067
SH
SOLE
377067
0
0
SEMTECH CORP
COM
816850101
8648
125702
SH
SOLE
125702
0
206
SHORE BANCSHARES INC
COM
825107105
1673
99873
SH
SOLE
99873
0
0
SI-BONE INC
COM
825704109
7602
241575
SH
SOLE
241575
0
383
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
11046
172323
SH
SOLE
172323
0
282
SIX FLAGS ENTMT CORP NEW
COM
83001A102
2775
64123
SH
SOLE
64123
0
2161
SKYWATER TECHNOLOGY INC
COM
83089J108
9282
323985
SH
SOLE
323985
0
514
SKYWORKS SOLUTIONS INC
COM
83088M102
3879
20229
SH
SOLE
20229
0
671
SMARTFINANCIAL INC
COM NEW
83190L208
965
40197
SH
SOLE
40197
0
0
SOUTH ST CORP
COM
840441109
11658
142586
SH
SOLE
142586
0
234
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
9816
208007
SH
SOLE
208007
0
350
SPIRIT AIRLS INC
COM
848577102
9980
327868
SH
SOLE
327868
0
528
STEEL DYNAMICS INC
COM
858119100
3756
63019
SH
SOLE
63019
0
1730
STEELCASE INC
CL A
858155203
19532
1292669
SH
SOLE
1292669
0
3746
SUMMIT HOTEL PPTYS INC
COM
866082100
1753
187842
SH
SOLE
187842
0
0
SUNOPTA INC
COM
8676EP108
515
42077
SH
SOLE
42077
0
0
SYNEOS HEALTH INC
CL A
87166B102
11900
132976
SH
SOLE
132976
0
214
TABULA RASA HEALTHCARE INC
COM
873379101
2730
54592
SH
SOLE
54592
0
0
TECHNIPFMC PLC
COM
G87110105
12715
1404959
SH
SOLE
1404959
0
6398
TELEFLEX INCORPORATED
COM
879369106
356
886
SH
SOLE
886
0
0
TERADYNE INC
COM
880770102
4447
33194
SH
SOLE
33194
0
913
TEXAS CAP BANCSHARES INC
COM
88224Q107
8378
131950
SH
SOLE
131950
0
1174
TILRAY INC
NOTE 5.000%10/0
88688TAB6
293
300000
PRN
SOLE
300000
0
0
TITAN INTL INC ILL
COM
88830M102
1647
194256
SH
SOLE
194256
0
0
TPI COMPOSITES INC
COM
87266J104
7946
164116
SH
SOLE
164116
0
226
TRANSUNION
COM
89400J107
3111
28331
SH
SOLE
28331
0
795
TREAN INS GROUP INC
COM
89457R101
1664
110377
SH
SOLE
110377
0
0
TRIPADVISOR INC
COM
896945201
10470
259811
SH
SOLE
259811
0
2207
TRONOX HOLDINGS PLC
SHS
G9087Q102
9485
423417
SH
SOLE
423417
0
700
TURNING PT BRANDS INC
COM
90041L105
2733
59710
SH
SOLE
59710
0
0
TYLER TECHNOLOGIES INC
COM
902252105
3669
8110
SH
SOLE
8110
0
214
UNITED RENTALS INC
COM
911363109
3314
10388
SH
SOLE
10388
0
347
UNITED THERAPEUTICS CORP DEL
COM
91307C102
1544
8608
SH
SOLE
8608
0
298
UPWORK INC
COM
91688F104
7769
133281
SH
SOLE
133281
0
213
US ECOLOGY INC
COM
91734M103
3591
95705
SH
SOLE
95705
0
0
VAIL RESORTS INC
COM
91879Q109
2283
7212
SH
SOLE
7212
0
239
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
793
4204
SH
SOLE
4204
0
307
VIAD CORP
COM
92552R406
8772
175976
SH
SOLE
175976
0
225
VIEWRAY INC
COM
92672L107
1265
191674
SH
SOLE
191674
0
0
VIMEO INC
COMMON STOCK
92719V100
292
5957
SH
SOLE
5957
0
39
VINTAGE WINE ESTATES INC
COM
92747V106
2035
169569
SH
SOLE
169569
0
0
VISTRA CORP
COM
92840M102
415
22356
SH
SOLE
22356
0
0
VIVOS THERAPEUTICS INC
COM
92859E108
1106
223403
SH
SOLE
223403
0
0
VOYA FINANCIAL INC
COM
929089100
2686
43669
SH
SOLE
43669
0
1273
WEATHERFORD INTL PLC
ORD SHS
G48833118
9196
515597
SH
SOLE
515597
0
634
WESTERN ALLIANCE BANCORP
COM
957638109
2380
25631
SH
SOLE
25631
0
866
WESTERN DIGITAL CORP.
COM
958102105
3294
46286
SH
SOLE
46286
0
1291
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
1889
355713
SH
SOLE
355713
0
0
WIDEOPENWEST INC
COM
96758W101
9114
440064
SH
SOLE
440064
0
721
XPO LOGISTICS INC
COM
983793100
3467
24781
SH
SOLE
24781
0
681