0001158202-20-000006.txt : 20201116 0001158202-20-000006.hdr.sgml : 20201116 20201116075729 ACCESSION NUMBER: 0001158202-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC CENTRAL INDEX KEY: 0001158202 IRS NUMBER: 222796848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11296 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 2153021500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 13F-HR 1 primary_doc.xml 13F-HR LIVE true false false 0001158202 XXXXXXXX 028-11296 09-30-2020 09-30-2020 PENN CAPITAL MANAGEMENT CO INC

1200 INTREPID AVENUE PHILADELPHIA PA 19112

13F COMBINATION REPORT 028-11296 801-70103 MORGAN STANLEY SMITH BARNEY LLC 801-52378 LOCKWOOD ADVISORS INC 801-7163 UBS FINANCIAL SERVICES INC. N Linda R. Ridolfi 2153021532 Linda R. Ridolfi, Chief Compliance Officer PHILADELPHIA PA 11-15-2020 0 184 791146 false INFORMATION TABLE 2 InfoTbl_201115093902.xml 2020 - QUARTER 3 ADVANSIX INC COM 00773T101 4209 326765 SH SOLE 326765 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 4139 103769 SH SOLE 103769 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 1048 28850 SH SOLE 28850 0 0 ALPHATEC HOLDINGS INC COM 02081G201 13794 2074877 SH SOLE 2074877 0 0 AMALGAMATED BK NEW YORK N Y COM 022663108 1111 105029 SH SOLE 105029 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 11633 2016203 SH SOLE 2016203 0 0 AMERICAN VANGUARD CORP COM 030371108 5063 385305 SH SOLE 385305 0 0 AMERICOLD RLTY TR PUT 03064D108 2515 68441 SH SOLE 68441 0 0 AMERIS BANCORP COM 03076K108 11884 521156 SH SOLE 521156 0 0 AVANTOR INC COM 05352a100 2190 94441 SH SOLE 94441 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 8904 211990 SH SOLE 211990 0 0 B RILEY PRIN MERGER CORP II COM 05600U106 1286 128500 SH SOLE 128500 0 0 BANDWIDTH INC COM 05988J103 5151 29448 SH SOLE 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