0001158202-20-000004.txt : 20200513
0001158202-20-000004.hdr.sgml : 20200513
20200513152743
ACCESSION NUMBER: 0001158202-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001158202
IRS NUMBER: 222796848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11296
BUSINESS ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 2153021500
MAIL ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
13F-HR
1
primary_doc.xml
13F-HR
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0001158202
XXXXXXXX
028-11296
03-31-2020
03-31-2020
PENN CAPITAL MANAGEMENT CO INC
1200 INTREPID AVENUE
PHILADELPHIA
PA
19112
13F COMBINATION REPORT
028-11296
801-70103
MORGAN STANLEY SMITH BARNEY LLC
801-52378
LOCKWOOD ADVISORS INC
801-7163
UBS FINANCIAL SERVICES INC.
N
Linda R. Ridolfi
Chief Compliance Officer
2153021532
Linda R. Ridolfi, Chief Compliance Officer
PHILADELPHIA
PA
05-13-2020
0
187
606006
false
INFORMATION TABLE
2
InfoTbl_20513031451.xml
2020 - QUARTER 1
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
5850
139694
SH
SOLE
139694
0
0
AEROVIRONMENT INC
COM
008073108
8977
147179
SH
SOLE
147179
0
0
ALAMO GROUP INC
COM
011311107
4154
46740
SH
SOLE
46740
0
0
ALERUS FINL CORP
COM
01446U103
430
26036
SH
SOLE
26036
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
1077
31837
SH
SOLE
31837
0
0
ALLSCRIPT MISYS HEALTCAR SOL
COM
01988P108
5087
722569
SH
SOLE
722569
0
0
ALPHATEC HOLDINGS INC
COM
02081G201
5070
1468616
SH
SOLE
1468616
0
0
ALPINE INCOME PPTY TR INC
COM
02083x103
611
49628
SH
SOLE
49628
0
0
AMALGAMATED BK NEW YORK N Y
COM
022663108
1257
116205
SH
SOLE
116205
0
0
AMARIN CORP PLC
SPONS A
023111206
1645
407532
SH
SOLE
407532
0
0
AMERICOLD RLTY TR
PUT
03064D108
582
16941
SH
SOLE
16941
0
0
AMERIS BANCORP
COM
03076K108
4709
197989
SH
SOLE
197989
0
0
AMETEK INC NEW
COM
031100100
346
4763
SH
SOLE
4763
0
0
ANDERSONS INC
COM
034164103
3783
201773
SH
SOLE
201773
0
0
AVANTOR INC
COM
05352a100
4596
364230
SH
SOLE
364230
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
7404
290193
SH
SOLE
290193
0
0
BWX TECHNOLOGIES INC
COM
05605H100
4321
88607
SH
SOLE
88607
0
0
BANDWIDTH INC
COM
05988J103
2826
41964
SH
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0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
4319
1139701
SH
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1139701
0
0
BIOLIFE SOLUTIONS INC
COM
09062w204
3067
322873
SH
SOLE
322873
0
0
BLACK KNIGHT INC
COM
09215C105
1531
25487
SH
SOLE
25487
0
0
BRIGHTVIEW HLDGS INC
COM
10948C107
5056
457156
SH
SOLE
457156
0
0
BURLINGTON STORES INC
COM
122017106
2632
16126
SH
SOLE
16126
0
0
CPI AEROSTRUCTURES INC
COM NEW
125919308
1015
450951
SH
SOLE
450951
0
0
CABOT CORP
COM
127055101
4094
156746
SH
SOLE
156746
0
0
CACI INTL INC
CL A
127190304
6039
28560
SH
SOLE
28560
0
0
CALLAWAY GOLF CO
COM
131193104
2071
202639
SH
SOLE
202639
0
0
CAMDEN PPTY TR
SH BEN
133131102
2390
29240
SH
SOLE
29240
0
0
CAPSTAR FINL HLDGS INC
COM
14070T102
1964
198559
SH
SOLE
198559
0
0
CARDLYTICS INC
COM
14161W105
2323
66380
SH
SOLE
66380
0
0
CAROLINA FINL CORP NEW
COM
143873107
1412
54580
SH
SOLE
54580
0
0
CATALENT INC
COM
148806102
3674
68668
SH
SOLE
68668
0
0
CENTURY CMNTYS INC
COM
156504300
1367
94211
SH
SOLE
94211
0
0
CHEGG INC
COM
163092109
6065
169343
SH
SOLE
169343
0
0
CHUYS HLDGS INC
COM
171604101
1573
156196
SH
SOLE
156196
0
0
COMMERCIAL METALS CO
COM
201723103
1180
72140
SH
SOLE
72140
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
2424
499821
SH
SOLE
499821
0
0
CONSTRUCTION PARTNERS INC
COM
21044C107
2221
131517
SH
SOLE
131517
0
0
CRANE CO
COM
224399105
5063
102833
SH
SOLE
102833
0
0
CRYOLIFE INC
COM
228903100
2975
175853
SH
SOLE
175853
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
3178
132400
SH
SOLE
132400
0
0
CYRUSONE INC COM
COM
23283R100
2569
40226
SH
SOLE
40226
0
0
D R HORTON INC
COM
23331A109
1943
55395
SH
SOLE
55395
0
0
DIGITAL RLTY TR INC
COM
253868103
783
5585
SH
SOLE
5585
0
0
DIODES INC
COM
254543101
4874
119827
SH
SOLE
119827
0
0
DISH NETWORK CORP
NOTE
25470MAD1
8060
10170000
PRN
SOLE
10170000
0
0
EAGLE BANCORP MONT INC
COM
26942G100
946
58374
SH
SOLE
58374
0
0
EASTERLY GOVT PPTYS INC
COM
27616P103
8325
337484
SH
SOLE
337484
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
2400
103965
SH
SOLE
103965
0
0
ENCOMPASS HEALTH CORP
PUT
29261A100
1387
21669
SH
SOLE
21669
0
0
ENVISTA HLDGS CORP
COM
29415F104
2627
175638
SH
SOLE
175638
0
0
ESSENTIAL UTILS INC
COM
29670G102
3723
88816
SH
SOLE
88816
0
0
EVANS BANCORP INC
COM NEW
29911Q208
2034
83683
SH
SOLE
83683
0
0
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
2045
182386
SH
SOLE
182386
0
0
EXELIXIS INC
COM
30161Q104
8927
513220
SH
SOLE
513220
0
0
FB FINL CORP
COM
30257X104
8430
427235
SH
SOLE
427235
0
0
FERRO CORP
COM
315405100
8190
874510
SH
SOLE
874510
0
0
FIDELITY NATIONAL FINANCIAL
FNF GRO
31620R303
2440
95140
SH
SOLE
95140
0
0
FIRST BANCORP N C
COM
318910106
4714
204242
SH
SOLE
204242
0
0
FIRST CMNTY CORP S C
COM
319835104
2020
128507
SH
SOLE
128507
0
0
Five Below Inc
com
33829M101
4890
69381
SH
SOLE
69381
0
0
FIVE9 INC
COM
338307101
8591
111353
SH
SOLE
111353
0
0
FLOOR & DECOR HLDGS INC
COM
339750101
4493
138739
SH
SOLE
138739
0
0
FOX CORP
COM
35137L204
1231
52148
SH
SOLE
52148
0
0
FULL HOUSE RESORTS INC
COM
359678109
48
38758
SH
SOLE
38758
0
0
FULLER H B CO
COM
359694106
2690
96306
SH
SOLE
96306
0
0
G-III APPAREL GROUP LTD
COM
36237H101
576
74788
SH
SOLE
74788
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
4430
159570
SH
SOLE
159570
0
0
GLATFELTER
COM
377316104
3691
302007
SH
SOLE
302007
0
0
GLOBAL PMTS INC
COM
37940X102
580
3994
SH
SOLE
3994
0
0
GODADDY INC
COM
380237107
3022
51422
SH
SOLE
51422
0
0
GRACE W R & CO DEL NEW
COM
38388F108
6882
193211
SH
SOLE
193211
0
0
GRAY TELEVISION INC
COM
389375106
6222
578604
SH
SOLE
578604
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
5118
284143
SH
SOLE
284143
0
0
HEALTHCARE TR AMER INC
CL A
42225P501
2759
109725
SH
SOLE
109725
0
0
HERITAGE FINL CORP WASH
COM
42722X106
6209
310433
SH
SOLE
310433
0
0
HUNTING INGALLS IN
COM
446413106
2151
11445
SH
SOLE
11445
0
0
HUNTSMAN CORP
COM
447011107
5703
394847
SH
SOLE
394847
0
0
IAC INTERACTIVECORP
COM PAR
44919P508
2258
12248
SH
SOLE
12248
0
0
IAA INC
COM
449253103
1854
60131
SH
SOLE
60131
0
0
ICU MED INC
COM
44930G107
9053
44620
SH
SOLE
44620
0
0
ICAD INC
COM NEW
44934s206
422
57482
SH
SOLE
57482
0
0
INSTALLED BLDG PRODS INC
COM
45780r101
6427
161087
SH
SOLE
161087
0
0
INVESTAR HLDG CORP
COM
46134L105
840
65775
SH
SOLE
65775
0
0
INVITATION HOMES INC
COM
46187W107
2032
91888
SH
SOLE
91888
0
0
ISHARES TR
COM
464287507
271
1881
SH
SOLE
1881
0
0
ISHARES TR
COM
464287655
939
8206
SH
SOLE
8206
0
0
ITRON INC
COM
465741106
3958
70809
SH
SOLE
70809
0
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
1440
47219
SH
SOLE
47219
0
0
LAMB WESTON HLDGS INC
COM
513272104
2047
34742
SH
SOLE
34742
0
0
LANDEC CORP
COM
514766104
3641
418977
SH
SOLE
418977
0
0
LENNOX INTL INC
COM
526107107
1788
9493
SH
SOLE
9493
0
0
LIBERTY MEDIA CORP DELAWARE
COM
531229409
2105
64462
SH
SOLE
64462
0
0
LOVESAC COMPANY
COM
54738L109
994
170460
SH
SOLE
170460
0
0
MGM GROWTH PPTYS LLC
COM
55303A105
5638
235929
SH
SOLE
235929
0
0
MTS SYS CORP
COM
553777103
3124
138843
SH
SOLE
138843
0
0
MALVERN BANCORP INC
COM
561409103
554
45263
SH
SOLE
45263
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
3866
69496
SH
SOLE
69496
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
2263
11622
SH
SOLE
11622
0
0
MASCO CORP
COM
574599106
2680
75210
SH
SOLE
75210
0
0
MERCURY COMPUTER SYS
COM
589378108
2493
33772
SH
SOLE
33772
0
0
MERITAGE HOMES CORP
COM
59001A102
5852
159075
SH
SOLE
159075
0
0
NATIONAL VISION HLDGS INC
COM
63845R107
6180
317720
SH
SOLE
317720
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
6585
113931
SH
SOLE
113931
0
0
NICE SYS LTD
SPONSOR
653656108
2282
15362
SH
SOLE
15362
0
0
NLIGHT INC
COM
65487K100
4956
472487
SH
SOLE
472487
0
0
NORBORD INC
COM
65548p403
1484
125140
SH
SOLE
125140
0
0
O-I GLASS INC
COM
67098H104
6841
961663
SH
SOLE
961663
0
0
OSI SYSTEMS INC
COM
671044105
2963
42998
SH
SOLE
42998
0
0
OLD POINT FINL CORP
COM
680194107
523
34599
SH
SOLE
34599
0
0
OMNICELL INC
COM
68213N109
3129
47649
SH
SOLE
47649
0
0
OPTION CARE HEALTH INC
COM
68404L201
5730
604310
SH
SOLE
604310
0
0
ORBCOMM INC
COM
68555P100
1125
460935
SH
SOLE
460935
0
0
ORIGIN BANCORP INC
COM
68621T102
1166
57601
SH
SOLE
57601
0
0
ORMAT TECHNOLOGIES INC
COM
686688102
2515
36002
SH
SOLE
36002
0
0
ORRSTOWN FINL SVCS INC
COM
687380105
727
52802
SH
SOLE
52802
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
1154
13386
SH
SOLE
13386
0
0
PPD INC
COM
69355F102
1346
73214
SH
SOLE
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0
0
PAPA JOHNS INTL INC
COM
698813102
5685
106390
SH
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0
0
PHYSICIANS RLTY TR
COM
71943U104
6138
439865
SH
SOLE
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0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
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52282
SH
SOLE
52282
0
0
PINNACLE WEST
CAP COR
723484101
2542
32566
SH
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0
0
PLANET FITNESS INC
COM
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SH
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0
POSTAL REALTY TRUST INC
COM
73757R102
2749
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SH
SOLE
173777
0
0
PRIMERICA INC
COM
74164M108
762
8295
SH
SOLE
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0
0
PURE STORAGE INC
COM
74624M102
3046
247334
SH
SOLE
247334
0
0
QTS RLTY TR INC
COM CL
74736A103
7820
134641
SH
SOLE
134641
0
0
Q2 HLDGS INC
COM
74736L109
3066
51849
SH
SOLE
51849
0
0
QUEST DIAGNOSTICS INC
COM
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20881
SH
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0
R1 RCM INC
COM
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0
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RAMBUS INC DEL
COM
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RAPID7 INC
COM
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RECRO PHARMA INC
COM
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RED ROCK RESORTS INC
COM
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394233
SH
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0
0
RELIANT BANCORP INC
COM
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555
49229
SH
SOLE
49229
0
0
RESONANT INC
COM
76118l102
723
488469
SH
SOLE
488469
0
0
REVOLVE GROUP INC
COM
76156B107
2945
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SH
SOLE
340850
0
0
ROGERS CORP
COM
775133101
4387
46460
SH
SOLE
46460
0
0
SM ENERGY CO
NOTE
78454LAM2
542
1500000
PRN
SOLE
1500000
0
0
SSR MNG INC
COM
784730103
2037
178827
SH
SOLE
178827
0
0
SANDY SPRING BANCORP INC
COM
800363103
3901
172296
SH
SOLE
172296
0
0
SCHNEIDER NATIONAL INC
COM
80689H102
1507
75206
SH
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75206
0
0
SCRIPPS E W CO OHIO
CL A NE
811054402
9408
1246928
SH
SOLE
1246928
0
0
SEAWORLD ENTMT INC
COM
81282V100
2922
264892
SH
SOLE
264892
0
0
SEMTECH CORP
COM
816850101
3784
100791
SH
SOLE
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0
0
SHORE BANCSHARES INC
COM
825107105
2465
227162
SH
SOLE
227162
0
0
SILICON MOTION TECHNOLOGY CO
SPONSOR
82706C108
6655
181354
SH
SOLE
181354
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
2636
163718
SH
SOLE
163718
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1943
21007
SH
SOLE
21007
0
0
SMARTFINANCIAL INC
COM
83190L208
2251
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SH
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148008
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
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0
SOUTHERN NATL BANCORP OF VA
COM
843395104
2287
232398
SH
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0
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
1003
162859
SH
SOLE
162859
0
0
STEEL DYNAMICS INC
COM
858119100
232
10224
SH
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10224
0
0
STEWART INFORMATION SVCS COR
COM
860372101
11411
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SH
SOLE
427565
0
0
SUMMIT MATLS INC
COM
86614U100
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161442
0
0
SUN COMMUNITIES INC
COM
866674104
2725
21183
SH
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21183
0
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SYNEOS HEALTH INC
COM
87166B102
5879
148962
SH
SOLE
148962
0
0
TEEKAY CORPORATION
NOTE
87900YAE3
62
75000
PRN
SOLE
75000
0
0
TELEFLEX INC
COM
879369106
2459
8134
SH
SOLE
8134
0
0
TENNANT CO
COM
880345103
2173
37495
SH
SOLE
37495
0
0
TERADYNE INC
COM
880770102
2649
47492
SH
SOLE
47492
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV
88163VAE9
4701
5079000
SH
SOLE
5079000
0
0
TITAN MACHY INC
COM
88830R101
2964
341057
SH
SOLE
341057
0
0
TRANSUNION
COM
89400J107
2997
43954
SH
SOLE
43954
0
0
TYLER TECHNOLOGIES INC
COM
902252105
3672
12044
SH
SOLE
12044
0
0
UNITED RENTALS INC
COM
911363109
726
6816
SH
SOLE
6816
0
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VAIL RESORTS INC
COM
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10033
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10033
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MID CAP
922908629
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1832
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VANGUARD INDEX FDS
SMALL C
922908751
223
1931
SH
SOLE
1931
0
0
VANGUARD INDEX FDS
STK MRK
922908769
1745
13538
SH
SOLE
13538
0
0
VISTRA ENERGY CORP
COM
92840M102
522
32460
SH
SOLE
32460
0
0
VOYA FINL INC
COM
929089100
2867
68639
SH
SOLE
68639
0
0
WSFS FINL CORP
COM
929328102
2540
101839
SH
SOLE
101839
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
5964
193416
SH
SOLE
193416
0
0
WESTERN DIGITAL CORP
COM
958102105
1277
29764
SH
SOLE
29764
0
0
WYNN RESORTS LTD
COM
983134107
214
3524
SH
SOLE
3524
0
0
XPO LOGISTICS INC
COM
983793100
2606
53394
SH
SOLE
53394
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
2010
21122
SH
SOLE
21122
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
3559
121296
SH
SOLE
121296
0
0
AXALTA COATING SYS LTD
COM
G0750C108
3191
184562
SH
SOLE
184562
0
0
GATES INDUSTRIAL CORPRATIN
COM
G39108108
5016
679010
SH
SOLE
679010
0
0
LUXFER HOLDINGS PLC
COM
G5698W116
4985
352563
SH
SOLE
352563
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
2015
86542
SH
SOLE
86542
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
8724
941579
SH
SOLE
941579
0
0
TECNOGLASS INC
COM
G87264100
1108
287099
SH
SOLE
287099
0
0