0001158202-20-000001.txt : 20200212 0001158202-20-000001.hdr.sgml : 20200212 20200212151033 ACCESSION NUMBER: 0001158202-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC CENTRAL INDEX KEY: 0001158202 IRS NUMBER: 222796848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11296 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 2153021500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 13F-HR 1 primary_doc.xml 13F-HR LIVE true false false 0001158202 XXXXXXXX 028-11296 12-31-2019 12-31-2019 PENN CAPITAL MANAGEMENT CO INC

1200 INTREPID AVENUE PHILADELPHIA PA 19112

13F COMBINATION REPORT 028-11296 801-70103 MORGAN STANLEY SMITH BARNEY LLC 801-52378 LOCKWOOD ADVISORS INC 801-7163 UBS FINANCIAL SERVICES INC. N Linda R. Ridolfi 2153021532 Linda R. Ridolfi, Chief Compliance Officer PHILADELPHIA PA 02-12-2020 0 215 951746 false INFORMATION TABLE 2 InfoTbl_20212024947.xml 2019 - QUARTER 4 AMC ENTMT HLDGS INC CL A CO 00165C104 3383 467247 SH SOLE 467247 0 616 AEROJET ROCKETDYNE HLDGS INC COM 007800105 7201 157709 SH SOLE 157709 0 354 AEROVIRONMENT INC COM 008073108 8554 138545 SH SOLE 138545 0 172 AKOUSTIS TECHNOLOGIES INC COM 00973n102 994 124302 SH SOLE 124302 0 0 ALAMO GROUP INC COM 011311107 5999 47778 SH SOLE 47778 0 103 ALCOA CORP COM COM 013872106 228 10600 SH SOLE 10600 0 0 ALERUS FINL CORP COM 01446U103 310 13587 SH SOLE 13587 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 2315 47910 SH SOLE 47910 0 2204 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 17287 1761325 SH SOLE 1761325 0 11686 ALPHATEC HOLDINGS INC COM 02081G201 2888 407077 SH SOLE 407077 0 0 ALPINE INCOME PPTY TR INC COM 02083X103 1593 83708 SH SOLE 83708 0 0 AMALGAMATED BK NEW YORK N Y COM 022663108 2225 114382 SH SOLE 114382 0 0 AMARIN CORP PLC SPONS A 023111206 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