0001158202-17-000006.txt : 20170215 0001158202-17-000006.hdr.sgml : 20170215 20170215143128 ACCESSION NUMBER: 0001158202-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC CENTRAL INDEX KEY: 0001158202 IRS NUMBER: 222796848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11296 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 2153021500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE true false false 0001158202 XXXXXXXX 028-11296 12-31-2016 12-31-2016 true 1 RESTATEMENT PENN CAPITAL MANAGEMENT CO INC

1200 INTREPID AVENUE PHILADELPHIA PA 19112

13F COMBINATION REPORT 028-11296 028-17598 Russell Investments Group, Ltd. N Linda R. Ridolfi 2153021532 Linda R. Ridolfi, Chief Compliance Officer PHILADELPHIA PA 02-15-2017 0 282 1592821 false INFORMATION TABLE 2 InfoTbl_17215022446.xml 2016 - QUARTER 4 A H BELO CORP COM CL 001282102 974 153401 SH SOLE 153401 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 9204 204298 SH SOLE 204298 0 73776 ADVANCE AUTO PARTS INC COM 00751Y106 1648 3591 SH SOLE 3591 0 6151 AFFILIATED MANAGERS GROUP COM 008252108 5356 13794 SH SOLE 13794 0 23071 AKORN INC COM 009728106 12130 435280 SH SOLE 435280 0 120398 ALBEMARLE CORP COM 012653101 1391 6156 SH SOLE 6156 0 10004 AMERICAN RENAL ASSOCIATES HO COM 029227105 3490 164006 SH SOLE 164006 0 0 AMERICAN TOWER CORP NEW NOTE 03027X407 807 7790 PRN SOLE 7790 0 0 AMTRUST FINL SVCS INC NOTE 032359AG6 1004 1183000 PRN SOLE 1183000 0 0 ANTHEM INC NOTE 036752202 1166 24800 PRN SOLE 24800 0 0 APPROACH RESOURCES INC COM 03834A103 3397 1014175 SH SOLE 1014175 0 0 ARCH COAL INC COM 039380407 11102 127350 SH SOLE 127350 0 14886 ASPEN TECHNOLOGY INC COM 045327103 1524 10741 SH SOLE 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