0001158202-16-000026.txt : 20161121 0001158202-16-000026.hdr.sgml : 20161121 20161121150526 ACCESSION NUMBER: 0001158202-16-000026 CONFORMED SUBMISSION TYPE: 13F-HR/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC CENTRAL INDEX KEY: 0001158202 IRS NUMBER: 222796848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11296 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 2153021500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE true false false 0001158202 XXXXXXXX 028-11296 09-30-2016 09-30-2016 true 1 RESTATEMENT PENN CAPITAL MANAGEMENT CO INC

1200 INTREPID AVENUE PHILADELPHIA PA 19112

13F COMBINATION REPORT 028-11296 028-01190 Frank Russell Company N Linda R. Ridolfi 2153021532 Linda R. Ridolfi, Chief Compliance Officer PHILADELPHIA PA 11-21-2016 0 288 1472956 false INFORMATION TABLE 2 InfoTbl_161121025443.xml 2016 - QUARTER 3 A H BELO CORP COM CL 001282102 1175 159826 SH SOLE 159826 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 5127 102571 SH SOLE 102571 0 903 ACORDA THERAPEUTICS INC NOTE 00484MAA4 816 996000 PRN SOLE 996000 0 0 * ADVANCE AUTO PARTS INC COM 00751Y106 1169 7820 SH SOLE 7820 0 20 * AFFILIATED MANAGERS GROUP COM 008252108 3384 23389 SH SOLE 23389 0 418 AKORN INC COM 009728106 16735 613968 SH SOLE 613968 0 2181 * ALBEMARLE CORP COM 012653101 972 11369 SH SOLE 11369 0 29 AMERICAN RENAL ASSOCIATES HO COM 029227105 3024 165505 SH SOLE 165505 0 0 AMTRUST FINL SVCS INC NOTE 032359AG6 1104 1278000 PRN SOLE 1278000 0 0 * ANTERO RES CORP COM 03674x106 346 12824 SH SOLE 12824 0 0 ATKORE INTL GROUP INC COM 047649108 8534 455407 SH SOLE 455407 0 203 ATLANTIC CAP BANCSHARES INC COM 048269203 927 61860 SH SOLE 61860 0 0 BATS GLOBAL MKTS INC COM 05491G109 2102 67974 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