0001974078-24-000427.txt : 20241112 0001974078-24-000427.hdr.sgml : 20241112 20241112171232 ACCESSION NUMBER: 0001974078-24-000427 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241112 DATE AS OF CHANGE: 20241112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 241449807 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Kuo David C CENTRAL INDEX KEY: 0001587422 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD. CITY: SUGAR LAND STATE: TX ZIP: 77478 144 1 primary_doc.xml 144 0001587422 XXXXXXXX LIVE 0001158114 APPLIED OPTOELECTRONICS, INC. 001-36083 13139 JESS PIRTLE BLVD SUGAR LAND TX 77478 281-295-1800 Kuo David C Officer Common Raymond James & Associates

880 Carillon Parkway St. Petersburg FL 33716

20000 577600.00 45078203 11/12/2024 NASDAQ Global Market Common 04/22/2024 RSU Vesting Issuer N 4984 04/22/2024 NA Common 05/23/2024 RSU Vesting Issuer N 706 05/23/2024 NA Common 06/26/2024 RSU Vesting Issuer N 14310 06/26/2024 NA N David Kuo

13139 Jess Pirtle Blvd Sugar Land TX 77478

Common 11/08/2024 10000 269273.00 11/12/2024 12/14/2023 Maressia Rooks-Bailey, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for David C Kuo