0001974078-23-000286.txt : 20231214
0001974078-23-000286.hdr.sgml : 20231214
20231214173211
ACCESSION NUMBER: 0001974078-23-000286
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20231214
DATE AS OF CHANGE: 20231214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 231488101
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yeh Shu-Hua (Joshua)
CENTRAL INDEX KEY: 0001587600
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
144
1
primary_doc.xml
144
0001587600
XXXXXXXX
LIVE
0001158114
APPLIED OPTOELECTRONICS, INC.
001-36083
13139 JESS PIRTLE BLVD
SUGAR LAND
TX
77478
281-295-1800
Yeh Shu-Hua (Joshua)
Officer
COMMON
RAYMOND JAMES & ASSOCIATES INC
880 CARILLON PKWY
ST. PETERSBURG
FL
33716
42779
958022.87
43186192
12/14/2023
NASDAQ GM
COMMON
07/22/2021
RSU VESTING
ISSUER
N
2210
07/22/2021
N/A
COMMON
07/23/2021
RSU VESTING
ISSUER
N
2210
07/23/2021
N/A
COMMON
10/22/2021
RSU VESTING
ISSUER
N
3661
10/22/2021
N/A
COMMON
01/24/2022
RSU VESTING
ISSUER
N
3657
01/24/2022
N/A
COMMON
04/22/2022
RSU VESTING
ISSUER
N
3656
04/22/2022
N/A
COMMON
07/22/2022
RSU VESTING
ISSUER
N
6206
07/22/2022
N/A
COMMON
07/25/2022
RSU VESTING
ISSUER
N
2561
07/25/2022
N/A
COMMON
10/24/2022
RSU VESTING
ISSUER
N
6216
10/24/2022
N/A
COMMON
01/23/2023
RSU VESTING
ISSUER
N
6211
01/23/2023
N/A
COMMON
04/24/2023
RSU VESTING
ISSUER
N
6211
04/24/2023
N/A
Y
12/14/2023
08/16/2023
MOHAMMED ALSHATRI, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for SHU-HUA YEH