0001683168-24-007355.txt : 20241024 0001683168-24-007355.hdr.sgml : 20241024 20241024160209 ACCESSION NUMBER: 0001683168-24-007355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241022 FILED AS OF DATE: 20241024 DATE AS OF CHANGE: 20241024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lin Chih-Hsiang (Thompson) CENTRAL INDEX KEY: 0001587420 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 241392592 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD. CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER NAME: FORMER CONFORMED NAME: Lin Chih-Hsiang Thompson DATE OF NAME CHANGE: 20130923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 4 1 ownership.xml X0508 4 2024-10-22 0 0001158114 APPLIED OPTOELECTRONICS, INC. AAOI 0001587420 Lin Chih-Hsiang (Thompson) C/O APPLIED OPTOELECTRONICS, INC. 13139 JESS PIRTLE BLVD. SUGAR LAND TX 77478 1 1 0 0 President and CEO 0 Common Stock, $.001 par value 2024-10-22 4 F 0 3110 18.51 D 1335137 D Common Stock, $.001 par value 2024-10-22 4 F 0 4465 18.51 D 1330672 D Common Stock, $.001 par value 2024-10-22 4 F 0 5491 18.51 D 1325181 D Common Stock, $.001 par value 2024-10-22 4 F 0 8754 18.51 D 1316427 D Common Stock, $.001 par value 2024-10-22 4 F 0 2332 18.51 D 1314095 D Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021. Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022. Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023. Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024. /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin 2024-10-24