0001683168-23-006287.txt : 20230905
0001683168-23-006287.hdr.sgml : 20230905
20230905190949
ACCESSION NUMBER: 0001683168-23-006287
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murry Stefan J.
CENTRAL INDEX KEY: 0001587599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 231237445
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0508
4
2023-08-31
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587599
Murry Stefan J.
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
Chief Financial Officer
0
Common Stock, $.001 par value
2023-08-31
4
M
0
11000
9.96
A
233130
D
Common Stock, $.001 par value
2023-08-31
4
F
0
8167
15.22
D
224963
D
Incentive Stock Option (Right to Buy)
9.96
2023-08-31
4
M
0
11000
0
D
2023-09-26
Common Stock, $0.001 par value
11000
0
D
Reflects "net exercise" of outstanding stock options. The reporting person received 2,833 shares of common stock on net exercise of option to purchase 11,000 shares of common stock. The Company withheld 8,167 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price on August 30, 2023 of $15.22, pursuant to the terms of the 2013 Equity Incentive Plan.
Options fully vested.
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
2023-09-05