0001683168-23-005530.txt : 20230810 0001683168-23-005530.hdr.sgml : 20230810 20230810185508 ACCESSION NUMBER: 0001683168-23-005530 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 231161073 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Chang Hung-Lun (Fred) CENTRAL INDEX KEY: 0001587462 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD. CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: Chang Hung-Lun Fred DATE OF NAME CHANGE: 20130923 144 1 primary_doc.xml 144 0001587462 XXXXXXXX LIVE 0001158114 Applied Optoelectronics, Inc. 001-36083 13139 Jess Pirtle Blvd. Sugar Land TX 77478 281-295-1800 Hung-Lun (Fred) Chang SVP and North America GM Common Raymond James

880 Carillon Parkway St. Petersburg FL 33716

13637 192049.45 33281562 08/10/2023 NASDAQ Common 01/23/2023 Restricted Stock Unit Vesting Issuer N 11350 01/23/2023 Services Common 04/24/2023 Restricted Stock Unit Vesting Issuer N 2287 04/24/2023 Services N Hung-Lun (Fred) Chang

13139 Jess Pirtle Blvd. Sugar Land TX 77478

AAOI 08/08/2023 32346 390260.83 08/10/2023 /s/ Hung-Lun (Fred) Chang