0001683168-23-005467.txt : 20230809 0001683168-23-005467.hdr.sgml : 20230809 20230809193901 ACCESSION NUMBER: 0001683168-23-005467 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 231156773 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Kuo David C CENTRAL INDEX KEY: 0001587422 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD. CITY: SUGAR LAND STATE: TX ZIP: 77478 144 1 primary_doc.xml 144 0001587422 XXXXXXXX LIVE 0001158114 Applied Optoelectronics, Inc. 001-36083 13139 Jess Pirtle Blvd. Sugar Land TX 77478 281-295-1800 David C. Kuo Senior Vice President and Chief Legal Officer Common Raymond James

880 Carillon Parkway St. Petersburg FL 33716

14535 172399.00 32131562 08/08/2023 NASDAQ Common 10/24/2022 Restricted Stock Unit Vesting Issuer N 87 10/24/2022 Services Common 01/23/2023 Restricted Stock Unit Vesting Issuer N 6953 01/23/2023 Services Common 04/24/2023 Restricted Stock Unit Vesting Issuer N 5622 04/24/2023 Services Common 07/25/2023 Restricted Stock Unit Vesting Issuer N 1873 07/25/2023 Services Y 08/08/2023 /s/ David C. Kuo