0001683168-22-004686.txt : 20220629
0001683168-22-004686.hdr.sgml : 20220629
20220629162705
ACCESSION NUMBER: 0001683168-22-004686
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220627
FILED AS OF DATE: 20220629
DATE AS OF CHANGE: 20220629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK RICHARD B
CENTRAL INDEX KEY: 0001199697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 221054959
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0306
4
2022-06-27
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001199697
BLACK RICHARD B
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
1
0
0
0
Common Stock, $.001 par value
2022-06-27
4
A
0
52995
0.00
A
130405
D
Common Stock, $.001 par value
8162
I
By Trust for Spouse
These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2022 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 2, 2022, until all shares have vested.
Shares held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.
/s/ David C. Kuo, attorney in fact for Richard B. Black
2022-06-29