<SEC-DOCUMENT>0001683168-19-001485-index.html : 20190513 <SEC-HEADER>0001683168-19-001485.hdr.sgml : 20190513 <ACCEPTANCE-DATETIME>20190513161611 ACCESSION NUMBER: 0001683168-19-001485 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20190507 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC. CENTRAL INDEX KEY: 0001158114 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 760533927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36083 FILM NUMBER: 19818567 BUSINESS ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 BUSINESS PHONE: 281-295-1800 MAIL ADDRESS: STREET 1: 13139 JESS PIRTLE BLVD CITY: SUGAR LAND STATE: TX ZIP: 77478 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC DATE OF NAME CHANGE: 20010824 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>aaoi_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: aaoi_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>aaoi_8k-ex1001.htm <DESCRIPTION>TRANSLATION OF WORKING CAPITAL LOAN CONTRACT <TEXT> Document 2 - file: aaoi_8k-ex1001.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>aaoi_8k-ex1002.htm <DESCRIPTION>TRANSLATION OF WORKING CAPITAL LOAN CONTRACT <TEXT> Document 3 - file: aaoi_8k-ex1002.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: image_002.jpg
</DOCUMENT> </SEC-DOCUMENT>