0001683168-17-001257.txt : 20170515
0001683168-17-001257.hdr.sgml : 20170515
20170515160410
ACCESSION NUMBER: 0001683168-17-001257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170510
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lin Chewei
CENTRAL INDEX KEY: 0001601346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 17844163
MAIL ADDRESS:
STREET 1: 13115 JESS PIRTIE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
4
1
chewei_f4-051017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-10
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001601346
Lin Chewei
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
1
0
0
0
Common Stock, $.001 par value
2017-05-10
4
S
0
9700
63.4536
D
74017
D
Common Stock, $.001 par value
2017-05-11
4
S
0
5300
65.00
D
68717
D
Common Stock, $.001 par value
2017-05-12
4
S
0
7500
67.00
D
61217
D
The shares were sold in multiple transactions on May 10, 2017 at an actual sale price ranging from $63.00 to $65.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold in multiple transactions on May 11, 2017 at a price $65.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
The shares were sold in multiple transactions on May 12, 2017 at a price $67.00 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
/s/ David C. Kuo, attorney in fact for Che-Wei Lin
2017-05-15