0001683168-17-000528.txt : 20170309
0001683168-17-000528.hdr.sgml : 20170309
20170309161711
ACCESSION NUMBER: 0001683168-17-000528
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170307
FILED AS OF DATE: 20170309
DATE AS OF CHANGE: 20170309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yeh Shu-Hua (Joshua)
CENTRAL INDEX KEY: 0001587600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 17678714
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
4
1
yeh_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-07
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587600
Yeh Shu-Hua (Joshua)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
*** See Remarks
Common Stock, $.001 par value
2017-03-07
4
S
0
1500
53.50
D
133242
D
Common Stock, $.001 par value
2017-03-07
4
S
0
2000
54.00
D
131242
D
Common Stock, $.001 par value
2017-03-07
4
S
0
1500
54.50
D
129742
D
The shares were sold in multiple transactions on March 7, 2017 at an actual sale price $53.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold in multiple transactions on March 7, 2017 at an actual sale price $54.00 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold in multiple transactions on March 7, 2017 at an actual sale price $54.50 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
*** Asia General Manager and Senior Vice President of Network Equipment Module Business Unit
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
2017-03-09