EX-FILING FEES 4 tm2431223d2_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Tables

 

FORM S-3

 

APPLIED OPTOELECTRONICS, INC.

 

Table 1: Newly Registered Securities and Carried Forward Securities

 

   Security
Type
  Security
Class
Title(1)
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
   Proposed
Maximum
Offering
Price Per
Unit
   Maximum
Aggregate
Offering
Price
   Fee Rate   Amount of
Registration
Fee
   Carry
Forward
Form 
Type
   Carry
Forward
File
Number
   Carry
Forward
Initial
effective
date
   Filing Fee
Previously
Paid In
Connection
with Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
   Primary Offering of Securities:                                
Fees to Be Paid  Equity  Common Shares, $0.001 par value  456(b) and 457(r)   (2)   (2)   (2)   (3)   (3)                
Fees to be Paid  Equity  Preferred Stock, $0.001 par value  456(b) and 457(r)   (2)   (2)   (2)   (3)   (3)                    
Fees to Be Paid  Other  Warrants  456(b) and 457(r)   (2)   (2)   (2)   (3)   (3)                    
                                                       
Fees to Be Paid  Other  Units  456(b) and 457(r)   (2)   (2)   (2)   (3)   (3)                    
                                                       
Fees Previously Paid  N/A  N/A  N/A   N/A    N/A    N/A         N/A                     
Carry Forward Securities 
Carry Forward Securities  N/A  N/A  N/A   N/A    N/A    N/A              N/A    N/A    N/A    N/A 
   Total Offering Amounts         N/A         N/A                     
   Total Fees Previously Paid                   N/A                     
   Total Fee Offsets                   N/A                     
   Net Fee Due                   N/A                     

 

(1) Any securities registered may be sold separately, together or in units with other securities registered hereunder. Separated consideration may or may not be received for any securities issued upon the conversion, redemption, exchange, exercise or settlement of any securities registered hereunder.

 

(2) There is to be registered hereunder such indeterminate number or amount of securities of each identified class as may from time to time be issued by the registrant at indeterminate prices and as may be issuable upon conversion, redemption, exchange, exercise or settlement of any securities registered hereunder, including under any applicable anti-dilution provisions.

 

(3) In reliance on Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), the registrant is deferring payment of all registration fees. In connection with the securities offered hereby, the registrant will pay “pay-as-you-go registration fees” in accordance with Rule 456(b). The registrant will calculate the registration fee applicable to an offer of securities pursuant to this registration statement based on the fee payment rate in effect on the date of such fee payment.