EX-FILING FEES 4 tm2319375d1_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-8

(Form Type)

 

APPLIED OPTOELECTRONICS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities

 

Security Type 

Security
Class

Title

  Fee
Calculation
Rule
  Amount
Registered(1)
   Proposed
Maximum
Offering
Price Per
Unit
  

Maximum
Aggregate
Offering

Price

  

Fee

Rate

  

Amount of
Registration

Fee

 
Equity  Common Stock  Other   2,800,000(2)   $4.60(3)   $12,880,000    0.00011020   $1,419.38 
Total Offering Amounts        $12,880,000        $1,419.38 
Total Fee Offsets                  $ 
Net Fee Due                  $1,419.38 

 

(1) Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of Applied Optoelectronics, Inc. (the “Registrant”) common stock, $0.001 per share (“Common Stock”), that become issuable under the Applied Optoelectronics, Inc. 2021 Equity Incentive Plan (the “2021 Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the Registrant’s receipt of consideration that increases the number of the Registrant’s outstanding shares of Common Stock.

 

(2) Represents 2,800,000 additional shares of Common Stock reserved for issuance under the 2021 Plan.

 

(3) Estimated in accordance with paragraphs (c) and (h) of Rule 457 under the Securities Act solely for purposes of calculating the registration fee. The price for the Common Stock being registered hereby is based on a price of $4.60 per share of Common Stock, which is the average of the high ($5.15) and low ($4.05) trading prices for a share of Common Stock of the Registrant on June 21, 2023, as reported on the Nasdaq Stock Market.