0000769993-18-000154.txt : 20180202 0000769993-18-000154.hdr.sgml : 20180202 20180202140049 ACCESSION NUMBER: 0000769993-18-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAVEZ R. MARTIN CENTRAL INDEX KEY: 0001157983 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 18569915 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: CHAVEZ R MARTIN PHD DATE OF NAME CHANGE: 20010822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc01292018065120.xml X0306 4 2018-01-31-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001157983 CHAVEZ R. MARTIN C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false Executive Vice President - CFO Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 1543 267.0149 D 95864 D Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 2108 268.1421 D 93756 D Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 3474 268.915 D 90282 D Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 3164 269.7186 D 87118 D Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 200 266.96 D 2880 I See footnote Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 540 268.4485 D 2340 I See footnote Common Stock, par value $0.01 per share 2018-01-31-05:00 4 S false 800 269.53 D 1540 I See footnote This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Reflects a weighted average sale price of $267.0149 per share, at prices ranging from $266.43 and $267.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $268.1421 per share, at prices ranging from $267.44 and $268.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $268.915 per share, at prices ranging from $268.45 and $269.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $269.7186 per share, at prices ranging from $269.46 and $269.98 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $266.96 per share, at prices ranging from $266.89 and $267.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $268.4485 per share, at prices ranging from $268.01 and $268.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $269.53 per share, at prices ranging from $269.04 and $269.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Zachary A. Kolkin, Attorney-in-fact 2018-02-02-05:00