-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLtLjsNj1tDsU4cDByXPR/rKyrRq+4cSaVtvx5UwBV4ZUM6fo9DXnPRwbEN3NKwf ZY+QskLv217hLK/lHNphZw== 0001241428-07-000001.txt : 20070830 0001241428-07-000001.hdr.sgml : 20070830 20070830151125 ACCESSION NUMBER: 0001241428-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070828 FILED AS OF DATE: 20070830 DATE AS OF CHANGE: 20070830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTFIELD FINANCIAL INC CENTRAL INDEX KEY: 0001157647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 141 ELM STREET CITY: WESTFIELD STATE: MA ZIP: 01085 BUSINESS PHONE: 4135681911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANE HARRY C CENTRAL INDEX KEY: 0001241428 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16767 FILM NUMBER: 071091059 MAIL ADDRESS: STREET 1: C/O WESTFIELD FINANCIAL INC STREET 2: 141 ELM STREET CITY: WESTFIELD STATE: MA ZIP: 01085 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-28 0 0001157647 WESTFIELD FINANCIAL INC WFD 0001241428 LANE HARRY C C/O WESTFIELD FINANCIAL INC 141 ELM STREET WESTFIELD MA 01085 1 0 0 0 Common Stock, par value $0.01 per share 2007-08-28 4 A 0 14000 10.04 A 35406 D Stock Option (Right to Buy) 10.04 2007-08-28 4 A 0 39000 0 A 2017-08-28 Common Stock 39000 39000 D Stock Option (Right to Buy) 4.39 2003-07-26 2012-01-25 Common Stock 8531 8531 D Stock Option (Right to Buy) 4.39 2004-07-26 2012-01-25 Common Stock 8531 8531 D Stock Option (Right to Buy) 4.39 2005-07-26 2012-01-25 Common Stock 8531 8531 D Stock Option (Right to Buy) 4.39 2006-07-26 2012-01-25 Common Stock 8531 8531 D Stock Option (Right to Buy) 4.39 2007-07-26 2012-01-25 Common Stock 8531 8531 D Includes a restricted stock award of 14,000 shares granted to the reporting person under the Westfield Financial, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the first installment scheduled to vest on October 20, 2008. Includes a restricted stock award of 16,406 shares granted to the reporting person on July 26, 2002 under the Westfield Financial, Inc. 2002 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis with the fifth and final installment scheduled to vest on October 20, 2007. Reflects a grant of stock options to the reporting person under the Westfield Financial, Inc. 2007 Stock Option Plan that vests as follows: annually in 20% increments with the first installment scheduled to vest on October 20, 2008. /s/ Gerald P. Ciejka for Harry C. Lane by Power of Attorney 2007-08-27 EX-24 2 lane_poa.txt POWER OF ATTORNEY FOR HARRY C. LANE WESTFIELD FINANCIAL, INC. SECTION 16 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Donald A. Williams, Michael J. Janosco, Jr., and Gerald P. Ciejka, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Westfield Financial, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of August, 2007. /s/ Harry C. Lane Harry C. Lane -----END PRIVACY-ENHANCED MESSAGE-----