-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjX9FSqLLXkM/raux6Z9N3WE9Welhutc1Y53c4nSHpgDXmi6CNYNjRN19ToRa4Oh fpR+F0ZMJUNjObyfxx7XUw== 0001241423-03-000001.txt : 20031106 0001241423-03-000001.hdr.sgml : 20031106 20031106170403 ACCESSION NUMBER: 0001241423-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031104 FILED AS OF DATE: 20031106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRA VICTOR J CENTRAL INDEX KEY: 0001241423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16767 FILM NUMBER: 03982881 MAIL ADDRESS: STREET 1: C/O WESTFIELD FINANCIAL INC STREET 2: 141 ELM STREET CITY: WESTFIELD STATE: MA ZIP: 01085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTFIELD FINANCIAL INC CENTRAL INDEX KEY: 0001157647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 141 ELM STREET CITY: WESTFIELD STATE: MA ZIP: 01085 BUSINESS PHONE: 4135681911 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-04 0 0001157647 WESTFIELD FINANCIAL INC WFD 0001241423 CARRA VICTOR J C/O WESTFIELD FINANCIAL INC 141 ELM STREET WESTFIELD MA 01085 1 1 0 0 Executive Vice President Common Stock, par value, $0.01 per share 2003-11-04 4 D 0 2000 24.8 D 0 D Common Stock, par value, $0.01 per share 7600 D Common Stock, par value, $0.01 per share 27400 D Common Stock, par value, $0.01 per share 13370 I By 401(k) Common Stock, par value, $0.01 per share 830 I By IRA Common Stock, par value, $0.01 per share 690 I By spouse's IRA Common Stock, par value, $0.01 per share 428 I By ESOP Stock Option (Right to Buy) 14.39 2003-07-26 2012-07-26 Common Stock, par value, $0.01 per share 14400 14400 D Stock Option (Right to Buy) 14.39 2004-07-26 2012-07-26 Common Stock, par value, $0.01 per share 14400 14400 D Stock Option (Right to Buy) 14.39 2005-07-26 2012-07-26 Common Stock, par value, $0.01 per share 14400 14400 D Stock Option (Right to Buy) 14.39 2006-07-26 2012-07-26 Common Stock, par value, $0.01 per share 14400 14400 D Stock Option (Right to Buy) 14.39 2007-07-26 2012-07-26 Common Stock, par value, $0.01 per share 14400 14400 D Joint with spouse. Includes a restricted stock award of 27,400 shares granted to the reporting person under the Westfield Financial, Inc. 2002 Recognition and Retention Plan. The shares subject to this award will vest in 25% increments on an annual basis, with the first installment scheduled to vest on October 20, 2004. /s/ Victor J. Carra 2003-11-06 -----END PRIVACY-ENHANCED MESSAGE-----