0001123292-13-001121.txt : 20130619 0001123292-13-001121.hdr.sgml : 20130619 20130619113153 ACCESSION NUMBER: 0001123292-13-001121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130619 DATE AS OF CHANGE: 20130619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTFIELD FINANCIAL INC CENTRAL INDEX KEY: 0001157647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 141 ELM STREET CITY: WESTFIELD STATE: MA ZIP: 01085 BUSINESS PHONE: 4135681911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip R CENTRAL INDEX KEY: 0001466142 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16767 FILM NUMBER: 13921170 MAIL ADDRESS: STREET 1: C/O WESTFIELD FINANCIAL, INC. STREET 2: 141 ELM STREET CITY: WESTFIELD STATE: MA ZIP: 01085 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-14 0001157647 WESTFIELD FINANCIAL INC WFD 0001466142 Smith Philip R C/O WESTFIELD FINANCIAL, INC. 141 ELM STREET WESTFIELD MA 01085 1 0 0 0 Common Stock, par value $.01 per share 2013-06-14 4 S 0 4878 7.36 D 14876 I By 401(k) Plan Common Stock, par value $.01 per share 2013-06-14 4 S 0 2499 7.388 D 12377 I By 401(k) Plan Common Stock, par value $.01 per share 2013-06-14 4 S 0 626 7.44 D 11751 I By 401(k) Plan Reflects 14,000 shares of restricted stock and 1,600 shares of common stock omitted from Mr. Smith's initial Form 3 filed with the Securities and Exchange Commission on June 17, 2009. An amended Form 3 was filed with the Securities and Exchange Commission on June 17, 2013. /s/ Gerald P. Ciejka, Attorney-in-Fact 2013-06-17