-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DrRXCImN7d7kJNYGPnTkLMXq5OhM2hs05uTyIdCwim4M2L+Pin6aYKiag0032J+O rhevmlEviNRUGh5p6pTeqg== 0000912057-02-042271.txt : 20021114 0000912057-02-042271.hdr.sgml : 20021114 20021114112726 ACCESSION NUMBER: 0000912057-02-042271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OKABENA INVESTMENT SERVICES INC CENTRAL INDEX KEY: 0001157519 IRS NUMBER: 411794228 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10076 FILM NUMBER: 02822727 BUSINESS ADDRESS: STREET 1: 5140 NORWEST CENTER STREET 2: 90 SOUTH SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4139 BUSINESS PHONE: 6123397151 MAIL ADDRESS: STREET 1: 5140 NORWEST CENTER STREET 2: 90 SOUTH SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 a2093784z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment ( ); Amendment Number: This Amendment (check only one): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Okabena Investment Services, Inc. Address: 5140 Wells Fargo Center 90 South Seventh Street Minneapolis, MN 55402 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sherry Van Zee Title: Vice President Phone: 612-339-7151 Signature, Place, and Date of Signing: /s/ Sherry Van Zee Minneapolis, MN 11-14-2002 - -------------------------------------- --------------- ----------------- Signature City, State Date Report Type (check only one): (X) 13F Holdings Report ( ) 13F Notice ( ) 13F Combination Report FORM 13F SUMMARY PAGE Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $204,248 (in thousands) Okabena Investment Services, Inc. FORM 13F 30-Sep-02
VOTING AUTHORITY ---------------- TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M CO. COM 88579Y101 3815 34700 SH Sole 34700 AEP INDS COM 001031103 21950 812090 SH Sole 812090 AMERICAN INTL GP COM 026874107 4786 87500 SH Sole 87500 AMGEN COM 031162100 2085 50000 SH Sole 50000 BOSTON SCIENTIFIC COM 101137107 3787 120000 SH Sole 120000 CADBURY SCHWEPPES PLC ADR COM 127209302 3267 122500 SH Sole 122500 CARDINAL HEALTH COM 14149Y108 4509 72500 SH Sole 72500 CISCO SYSTEMS COM 17275R102 2504 239000 SH Sole 239000 CITIGROUP COM 172967101 2075 70000 SH Other 70000 CYBERGUARD COM 231910100 420 140000 SH Sole 140000 DEERE COM 244199105 4699 103400 SH Sole 103400 EBAY INC COM 278642103 3274 62000 SH Sole 62000 ELECTRONIC ARTS INC. COM 285512109 3924 59500 SH Sole 59500 ENCANA CORP COM 292505104 6938 230500 SH Sole 230500 FEDEX COM 31428X106 4155 83000 SH Sole 83000 GENENTECH COM 368710406 2284 70000 SH Sole 70000 HCA INC COM COM 404119109 3951 83000 SH Sole 83000 ITT INDUSTRIALS COM 450911102 3895 62500 SH Sole 62500 JOHNSON & JOHNSON COM 478160104 3807 70400 SH Sole 70400 LOCKHEED MARTIN COM 539830109 4028 62300 SH Sole 62300 MARSH & MCLENNAN COM 571748102 4330 104000 SH Sole 104000 MCKESSON CORP COM 58155Q103 1,268 44787 SH Sole 44787 MEDTRONIC INC COM 585055106 3495 83000 SH Sole 83000 MID ATLANTIC MED SVCS COM 59523C107 10881 300600 SH Sole 300600 NEWMONT MINING CORP COM 651639106 5983 217500 SH Sole 217500 NORTHROP GRUMMAN COM 666807102 4242 34200 SH Sole 34200 PROCTER & GAMBLE COM 742718109 4156 46500 SH Sole 46500 QUALCOMM COM 747525103 3728 135000 SH Sole 135000 SCHLUMBERGER COM 806857108 3999 104000 SH Sole 104000 STAPLES INC COM 855030102 3277 256291 SH Sole 256291 TARGET COM 87612E106 28539 966788 SH Other 966788 TECHNE CORP COM 878377100 15056 459182 SH Sole 459182 UNITED TECHNOLOGIES COM 913017109 4095 72500 SH Sole 72500 USA NETWORKS COM 902984103 3720 192000 SH Sole 192000 VERITAS SOFTWARE COM 923436109 2493 170000 SH Sole 170000 ZYGO CORP COM 989855101 752 177480 SH Sole 177480 NOKIA ADR ADR 654902204 3975 300000 SH Sole 300000 GRUPO TMM S A DE CV ADR 40051D105 10106 1654041 SH Sole 1654041 REPORT SUMMARY 38DATA RECORDS 204248 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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