0001739910-21-000009.txt : 20210311 0001739910-21-000009.hdr.sgml : 20210311 20210311141857 ACCESSION NUMBER: 0001739910-21-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRALEY JEFFREY L CENTRAL INDEX KEY: 0001216332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49850 FILM NUMBER: 21732832 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIG 5 SPORTING GOODS Corp CENTRAL INDEX KEY: 0001156388 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 954388794 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 2525 EAST EL SEGUNDO BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245-4632 BUSINESS PHONE: (310) 297-7706 MAIL ADDRESS: STREET 1: 2525 EAST EL SEGUNDO BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245-4632 FORMER COMPANY: FORMER CONFORMED NAME: BIG 5 SPORTING GOODS CORP DATE OF NAME CHANGE: 20010822 FORMER COMPANY: FORMER CONFORMED NAME: BIG 5 HOLDINGS CORP DATE OF NAME CHANGE: 20010802 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-09 0001156388 BIG 5 SPORTING GOODS Corp BGFV 0001216332 FRALEY JEFFREY L C/O BIG 5 SPORTING GOODS CORPORATION 2525 EAST EL SEGUNDO BLVD. EL SEGUNDO CA 90245 0 1 0 0 Senior VP, Human Resources Common Stock, par value $.01 2021-03-09 4 M 0 2500.0 6.2 A 12775.0 D Common Stock, par value $.01 2021-03-09 4 M 0 2500.0 4.07 A 15275.0 D Common Stock, par value $.01 2021-03-09 4 M 0 2750 2.23 A 18025 D Common Stock, par value $.01 2021-03-09 4 S 0 7750 15.03 D 10275 D Common Stock, par value $.01 4668 I By The Fraley Family Living Trust Dated August 26, 2004 Employee Stock Option (right to buy) 6.2 2021-03-09 4 M 0 2500 0.0 D 2028-03-01 Common Stock, par value $.01 2500 2500 D Employee Stock Option (right to buy) 4.07 2021-03-09 4 M 0 2500.0 0.0 D 2029-03-01 Common Stock, par value $.01 2500.0 5000.0 D Employee Stock Option (right to buy) 2.23 2021-03-09 4 M 0 2750 0 D 2030-02-28 Common Stock, par value $.01 2750 8250 D Represents the weighted average sale price for multiple transactions at prices ranging from $15.01 to $15.04 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These options were granted on March 1, 2018, and vest in four equal annual installments, with the final vesting date being March 1, 2022. These options were granted on March 1, 2019, and vest in four equal annual installments, with the final vesting date being March 1, 2023. These options were granted on February 28, 2020, and vest in four equal annual installments, with the final vesting date being February 28, 2024. IAN LANDGREEN, ATTORNEY-IN-FACT 2021-03-11