0001156375-24-000016.txt : 20240315
0001156375-24-000016.hdr.sgml : 20240315
20240315162012
ACCESSION NUMBER: 0001156375-24-000016
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240315
DATE AS OF CHANGE: 20240315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carey Charles P
CENTRAL INDEX KEY: 0001341358
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31553
FILM NUMBER: 24755079
MAIL ADDRESS:
STREET 1: 20 S. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CME GROUP INC.
CENTRAL INDEX KEY: 0001156375
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 364459170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129301000
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC
DATE OF NAME CHANGE: 20010802
5
1
wk-form5_1710534001.xml
FORM 5
X0508
5
2023-12-31
0
0
0
0001156375
CME GROUP INC.
CME
0001341358
Carey Charles P
20 S. WACKER DRIVE
CHICAGO
IL
60606
1
0
0
0
0
Common Stock Class A
10163
I
by Trust
Common Stock Class A
0.375
I
by Partnership
Common Stock Class A
185
I
By Firm
Class B Common Stock, Series B-2
2023-10-06
5
S
0
L
1
211.93
D
0
I
by Partnership
Class B Common Stock, Series B-1
2023-10-09
5
S
0
L
1
215.76
D
0
I
by Partnership
Class B Common Stock, Series B-3
2023-10-09
5
S
0
L
1
215.76
D
0
I
by Partnership
Class B Common Stock, Series B-4
2023-10-10
5
S
0
L
1
216.09
D
0
I
by Partnership
This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-2 share was sold on October 6, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 6, 2023 was $211.93.
This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-1 share and one Class B-3 share were sold on October 9, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 9, 2023 was $215.76
This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-4 share was sold on October 10, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 10, 2023 was $216.09.
By: Jenelle Chalmers For: Charles P. Carey
2024-03-15