0001156375-19-000057.txt : 20190613 0001156375-19-000057.hdr.sgml : 20190613 20190613154512 ACCESSION NUMBER: 0001156375-19-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190612 FILED AS OF DATE: 20190613 DATE AS OF CHANGE: 20190613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sammann Derek CENTRAL INDEX KEY: 0001475318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 19896039 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-06-12 0 0001156375 CME GROUP INC. CME 0001475318 Sammann Derek 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Gl Hd Commodity & Option Common Stock Class A 2019-05-14 5 J 0 6411 0.0 D 15869 D Common Stock Class A 2019-05-15 5 G 0 495 0.0 D 15374 D Common Stock Class A 2019-05-15 5 G 0 4217 0.0 D 11157 D Common Stock Class A 2019-06-12 4 S 0 6400 198.83 D 4757 D Common Stock Class A 2019-05-15 5 G 0 495 0.0 A 2253 I by Children Common Stock Class A 2019-05-15 5 G 0 4217 0.0 A 16757 I by Spouse Common Stock Class A 2019-05-31 5 G 0 1000 0.0 D 15757 I by Spouse Common Stock Class A 2019-05-14 5 J 0 6411 0.0 A 17135 I by Trust Common Stock Class A 2019-05-31 5 G 0 388 0.0 D 16747 I by Trust Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust. This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. This transaction represented a gift of securities from the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. On June 12, 2019, Mr. Sammann sold an aggregate of 6,400 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $198.60 to $198.99 and $199.02 to $199.06. The Company maintains a record of the transactions and copies will be provided upon request. Ownership has been updated to reflect the transfer of 1,000 shares of common stock from the reporting person's spouse's revocable living trust into a charitable donor advised fund. Ownership has been updated to reflect the transfer of 388 shares of common stock from the reporting person's trust into a charitable donor advised fund. By: Margaret Austin Wright For: Derek Louis Sammann 2019-06-13