0001156375-19-000001.txt : 20190103 0001156375-19-000001.hdr.sgml : 20190103 20190103174639 ACCESSION NUMBER: 0001156375-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pietrowicz John W. CENTRAL INDEX KEY: 0001485050 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 19507343 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-01-02 0 0001156375 CME GROUP INC. CME 0001485050 Pietrowicz John W. 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Chief Financial Officer Common Stock Class A 2019-01-02 4 M 0 12060 54.3 A 44780 D Common Stock Class A 2019-01-02 4 S 0 12060 186.8972 D 32720 D Common Stock Class A 2019-01-02 4 M 0 1740 62.83 A 34460 D Common Stock Class A 2019-01-02 4 S 0 1740 186.8972 D 32720 D Common Stock Class A 2019-01-02 4 M 0 4160 56.87 A 36880 D Common Stock Class A 2019-01-02 4 S 0 4160 186.9795 D 32720 D Non-Qualified Stock Option (right to buy) 54.3 2019-01-02 4 M 0 12060 0.0 D 2014-09-15 2020-09-15 Common Stock Class A 12060 0 D Non-Qualified Stock Option (right to buy) 56.87 2019-01-02 4 M 0 4160 0.0 D 2013-09-15 2019-09-15 Common Stock Class A 4160 0 D Non-Qualified Stock Option (right to buy) 62.83 2019-01-02 4 M 0 1740 0.0 D 2014-03-15 2020-03-15 Common Stock Class A 1740 0 D This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. On January 2, 2019, Mr. Pietrowicz sold an aggregate of 13,800 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.04 to $186.99 and $187.00 to $187.69. The Company maintains a record of the transactions and copies will be provided upon request. On January 2, 2019, Mr. Pietrowicz sold an aggregate of 4,160 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.25 to $186.97 and $187.00 to $187.65. The Company maintains a record of the transactions and copies will be provided upon request. As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option. As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option. As of 3/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option. By: Margaret Austin Wright For: John William Pietrowicz 2019-01-03