0001156375-19-000001.txt : 20190103
0001156375-19-000001.hdr.sgml : 20190103
20190103174639
ACCESSION NUMBER: 0001156375-19-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pietrowicz John W.
CENTRAL INDEX KEY: 0001485050
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31553
FILM NUMBER: 19507343
MAIL ADDRESS:
STREET 1: 20 S. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CME GROUP INC.
CENTRAL INDEX KEY: 0001156375
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364459170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129301000
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC
DATE OF NAME CHANGE: 20010802
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-01-02
0
0001156375
CME GROUP INC.
CME
0001485050
Pietrowicz John W.
20 S. WACKER DRIVE
CHICAGO
IL
60606
0
1
0
0
Sr MD Chief Financial Officer
Common Stock Class A
2019-01-02
4
M
0
12060
54.3
A
44780
D
Common Stock Class A
2019-01-02
4
S
0
12060
186.8972
D
32720
D
Common Stock Class A
2019-01-02
4
M
0
1740
62.83
A
34460
D
Common Stock Class A
2019-01-02
4
S
0
1740
186.8972
D
32720
D
Common Stock Class A
2019-01-02
4
M
0
4160
56.87
A
36880
D
Common Stock Class A
2019-01-02
4
S
0
4160
186.9795
D
32720
D
Non-Qualified Stock Option (right to buy)
54.3
2019-01-02
4
M
0
12060
0.0
D
2014-09-15
2020-09-15
Common Stock Class A
12060
0
D
Non-Qualified Stock Option (right to buy)
56.87
2019-01-02
4
M
0
4160
0.0
D
2013-09-15
2019-09-15
Common Stock Class A
4160
0
D
Non-Qualified Stock Option (right to buy)
62.83
2019-01-02
4
M
0
1740
0.0
D
2014-03-15
2020-03-15
Common Stock Class A
1740
0
D
This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
On January 2, 2019, Mr. Pietrowicz sold an aggregate of 13,800 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.04 to $186.99 and $187.00 to $187.69. The Company maintains a record of the transactions and copies will be provided upon request.
On January 2, 2019, Mr. Pietrowicz sold an aggregate of 4,160 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.25 to $186.97 and $187.00 to $187.65. The Company maintains a record of the transactions and copies will be provided upon request.
As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
As of 3/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
By: Margaret Austin Wright For: John William Pietrowicz
2019-01-03