0001156375-16-000256.txt : 20161128 0001156375-16-000256.hdr.sgml : 20161128 20161128172720 ACCESSION NUMBER: 0001156375-16-000256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161125 FILED AS OF DATE: 20161128 DATE AS OF CHANGE: 20161128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFY TERRENCE A CENTRAL INDEX KEY: 0001212809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 162020764 MAIL ADDRESS: STREET 1: 20 S. WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-25 0 0001156375 CME GROUP INC. CME 0001212809 DUFFY TERRENCE A 20 S. WACKER DRIVE CHICAGO IL 60606 1 1 0 0 Chairman & CEO Common Stock Class A 2016-11-25 4 M 0 17375 105.9 A 127739 D Common Stock Class A 2016-11-25 4 S 0 17375 112.58 D 110364 D Non-Qualified Stock Option (right to buy) 105.9 2016-11-25 4 M 0 17375 0.0 D 2011-12-15 2016-12-15 Common Stock Class A 17375 0 D On November 25, 2016, Mr. Duffy sold an aggregate of 17,375 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $112.55 to $112.61. The Company maintains a record of the transactions and copies will be provided upon request. As of December 15, 2011, this option vested with respect to 100% of the granted number of shares covered by the option. By: Margaret Austin Wright For: Terrence Andrew Duffy 2016-11-28