0001156375-16-000182.txt : 20160630 0001156375-16-000182.hdr.sgml : 20160630 20160630144958 ACCESSION NUMBER: 0001156375-16-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILL PHUPINDER CENTRAL INDEX KEY: 0001212817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 161742812 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-06-28 0 0001156375 CME GROUP INC. CME 0001212817 GILL PHUPINDER 20 S. WACKER DRIVE CHICAGO IL 60606 1 1 0 0 CEO Common Stock Class A 2016-06-28 4 M 0 31120.0 54.3 A 165181 D Common Stock Class A 2016-06-28 4 S 0 31120.0 93.1406 D 134061 D Non-Qualified Stock Option (right to buy) 54.3 2016-06-28 4 M 0 31120.0 0.0 D 2014-09-15 2020-09-15 Common Stock Class A 31120 0 D This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. On June 28, 2016, Mr. Gill sold an aggregate of 31,120 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $93.00 to $93.42. The Company maintains a record of the transactions and copies will be provided upon request. On September 15, 2014 these options vested with respect to 100% of the granted number of shares covered by the option. By: Margaret Austin Wright For: Phupinder S. Gill 2016-06-29