0001156375-13-000144.txt : 20131120 0001156375-13-000144.hdr.sgml : 20131120 20131120163217 ACCESSION NUMBER: 0001156375-13-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129303011 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Piell Hilda Harris CENTRAL INDEX KEY: 0001409789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 131233242 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-11-18 0 0001156375 CME GROUP INC. CME 0001409789 Piell Hilda Harris 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD & Chief HR Officer Common Stock Class A 2013-11-18 4 M 0 4500.0 56.87 A 25736 D Common Stock Class A 2013-11-18 4 S 0 4500.0 80.0 D 21236 D Non-Qualified Stock Option (right to buy) 56.87 2013-11-18 4 M 0 4500.0 0.0 D 2012-09-15 2019-09-15 Common Stock Class A 4500 1500 D This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances. By: Margaret Austin Wright For: Hilda L. Piell 2013-11-20