The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFFIMED N V | COM | N01045108 | 6,328 | 1,506,595 | SH | SOLE | 1,506,595 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 20,649 | 113,174 | SH | SOLE | 113,174 | 0 | 0 | ||
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 1,704 | 66,649 | SH | SOLE | 66,649 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 20,667 | 17,561 | SH | SOLE | 17,561 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 16,265 | 219,439 | SH | SOLE | 219,439 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 60,985 | 1,549,427 | SH | SOLE | 1,549,427 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 9,530 | 533,603 | SH | SOLE | 533,603 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 18,391 | 17,958 | SH | SOLE | 17,958 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 34,162 | 590,427 | SH | SOLE | 590,427 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 4,349 | 84,501 | SH | SOLE | 84,501 | 0 | 0 | ||
CERIDIAN HCM HLDG INC | COM | 15677J108 | 16,472 | 321,084 | SH | SOLE | 321,084 | 0 | 0 | ||
CHILDRENS PL INC | COM | 168905107 | 4,368 | 44,906 | SH | SOLE | 44,906 | 0 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 2,251 | 10,005 | SH | Call | SOLE | 10,005 | 0 | 0 | |
CITRIX SYS INC | COM | 177376101 | 24,801 | 248,857 | SH | SOLE | 248,857 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 7,514 | 686,813 | SH | SOLE | 686,813 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 24,567 | 614,477 | SH | SOLE | 614,477 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N102 | 595 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CROWN HOLDINGS INC | COM | 228368106 | 68,255 | 1,250,773 | SH | SOLE | 1,250,773 | 0 | 0 | ||
CROWN HOLDINGS INC | COM | 228368107 | 588 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
CSX CORP | COM | 126408103 | 14,071 | 188,061 | SH | SOLE | 188,061 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 128 | 64,134 | SH | SOLE | 64,134 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 158,172 | 3,051,166 | SH | SOLE | 3,051,166 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 9,228 | 1,262,328 | SH | SOLE | 1,262,328 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 12,326 | 265,475 | SH | SOLE | 265,475 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 26,830 | 836,601 | SH | SOLE | 836,601 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 174 | 700 | SH | Put | SOLE | 700 | 0 | 0 | |
FORTIVE CORPORATION 0.875 02/15/2022 | CONVERTIBLE BOND - PRIVATE PLACEMENT | 34959JAJ7 | 2,054 | 1,950,000 | SH | SOLE | 1,950,000 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 17,700 | 104,561 | SH | SOLE | 104,561 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 4,306 | 103,036 | SH | SOLE | 103,036 | 0 | 0 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 9,280 | 175,333 | SH | SOLE | 175,333 | 0 | 0 | ||
GODADDY INC | CL A | 380237107 | 59,262 | 788,165 | SH | SOLE | 788,165 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 10,490 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 498 | 2,200 | SH | Call | SOLE | 2,200 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 43,982 | 276,757 | SH | SOLE | 276,757 | 0 | 0 | ||
IQVIA HOLDINGS INC | COM | 46266C105 | 17,831 | 123,954 | SH | SOLE | 123,954 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 5,515 | 407,598 | SH | SOLE | 407,598 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,681 | 8,622 | SH | Put | SOLE | 8,622 | 0 | 0 | |
JOHNSON CTLS INTL PLC | SHS | G51502105 | 5,935 | 160,661 | SH | SOLE | 160,661 | 0 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 5,480 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
MERIDIAN BANCORP INC MD | COM | 58958U103 | 1,761 | 112,252 | SH | SOLE | 112,252 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 218 | 680 | SH | Call | SOLE | 680 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807103 | 43,815 | 162,518 | SH | SOLE | 162,518 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 84,795 | 882,000 | SH | SOLE | 882,000 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V110 | 2,299 | 8,312 | SH | Call | SOLE | 8,312 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 13,176 | 251,882 | SH | SOLE | 251,882 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 6,930 | 57,069 | SH | SOLE | 57,069 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS IN | COM | 74373B109 | 292 | 231,418 | SH | SOLE | 231,418 | 0 | 0 | ||
RH | COM | 74967X103 | 2,457 | 23,866 | SH | SOLE | 23,866 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 5,015 | 31,664 | SH | SOLE | 31,664 | 0 | 0 | ||
SAP SE | SPON ADR | 803054204 | 469 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
SCIENCE APPLICATNS INTL CP N | COM | 808625107 | 3,739 | 48,589 | SH | SOLE | 48,589 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,546 | 5,820 | SH | Put | SOLE | 5,820 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 683 | 3,125 | SH | Put | SOLE | 3,125 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 6,175 | 45,347 | SH | SOLE | 45,347 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B103 | 20,362 | 638,311 | SH | SOLE | 638,311 | 0 | 0 | ||
TRANSLATE BIO INC | COM | 89374L104 | 4,246 | 416,670 | SH | SOLE | 416,670 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 271 | 3,500 | SH | Put | SOLE | 3,500 | 0 | 0 | |
VOYA FINL INC | COM | 929089100 | 35,265 | 705,860 | SH | SOLE | 705,860 | 0 | 0 | ||
WEX INC | COM | 96208T104 | 27,517 | 143,327 | SH | SOLE | 143,327 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 1,234 | 2,570 | SH | Call | SOLE | 2,570 | 0 | 0 | |
WYNN RESORTS LTD | COM | 983134108 | 36,276 | 304,020 | SH | SOLE | 304,020 | 0 | 0 |