0001553571-16-000001.txt : 20160902 0001553571-16-000001.hdr.sgml : 20160902 20160902184526 ACCESSION NUMBER: 0001553571-16-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160902 FILED AS OF DATE: 20160902 DATE AS OF CHANGE: 20160902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOUSTON AMERICAN ENERGY CORP CENTRAL INDEX KEY: 0001156041 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760675953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 TRAVIS STREET, SUITE 1425 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132226966 MAIL ADDRESS: STREET 1: 801 TRAVIS STREET SUITE 1425 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grimes R. Keith CENTRAL INDEX KEY: 0001553571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32955 FILM NUMBER: 161869576 MAIL ADDRESS: STREET 1: 13307 GOLDEN VALLEY DR. CITY: CYPRESS STATE: TX ZIP: 77429 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-09-02 0 0001156041 HOUSTON AMERICAN ENERGY CORP HUSA 0001553571 Grimes R. Keith 801 TRAVIS STREET, SUITE 1425 HOUSTON TX 77002 1 0 0 0 Common Stock 2016-09-02 4 P 0 30000 0.1967 A 30000 D Stock Option (Right to Buy) 1.18 2013-01-02 2022-07-02 Common Stock 25000 25000 D Stock Option (Right to Buy) 0.3075 2013-12-11 2023-06-11 Common Stock 25000 25000 D Stock Option (Right to Buy) 0.415 2014-12-10 2024-06-10 Common Stock 50000 50000 D Stock Option (Right to Buy) 0.2028 2015-12-09 2025-06-09 Common Stock 50000 50000 D Stock Option (Right to Buy) 0.2201 2016-12-07 2026-06-07 Common Stock 50000 50000 D Stock Option (Right to Buy) 0.2201 2017-06-07 2026-06-07 Common Stock 150000 150000 D The options were granted on June 7, 2016 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the grant date. The options were granted on June 7, 2016 and are exercisable six months from the date of grant, subject to vesting. The options vest (a) 50% on the earlier of (i) June 7, 2017, or (ii) the day prior to the next annual shareholders' meeting, and (b) 50% on the earlier of (i) June 7, 2018, or (ii) the day prior to the second annual shareholders' meeting following the grant date; provided that (c) all unvested options will vest upon completion of a transaction(s) involving the issuance of equity securities providing not less than $2 million of additional shareholders' equity. /s/ Keith Grimes 2016-09-02