0001553571-16-000001.txt : 20160902
0001553571-16-000001.hdr.sgml : 20160902
20160902184526
ACCESSION NUMBER: 0001553571-16-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160902
DATE AS OF CHANGE: 20160902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOUSTON AMERICAN ENERGY CORP
CENTRAL INDEX KEY: 0001156041
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 760675953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 TRAVIS STREET, SUITE 1425
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132226966
MAIL ADDRESS:
STREET 1: 801 TRAVIS STREET SUITE 1425
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grimes R. Keith
CENTRAL INDEX KEY: 0001553571
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32955
FILM NUMBER: 161869576
MAIL ADDRESS:
STREET 1: 13307 GOLDEN VALLEY DR.
CITY: CYPRESS
STATE: TX
ZIP: 77429
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-09-02
0
0001156041
HOUSTON AMERICAN ENERGY CORP
HUSA
0001553571
Grimes R. Keith
801 TRAVIS STREET, SUITE 1425
HOUSTON
TX
77002
1
0
0
0
Common Stock
2016-09-02
4
P
0
30000
0.1967
A
30000
D
Stock Option (Right to Buy)
1.18
2013-01-02
2022-07-02
Common Stock
25000
25000
D
Stock Option (Right to Buy)
0.3075
2013-12-11
2023-06-11
Common Stock
25000
25000
D
Stock Option (Right to Buy)
0.415
2014-12-10
2024-06-10
Common Stock
50000
50000
D
Stock Option (Right to Buy)
0.2028
2015-12-09
2025-06-09
Common Stock
50000
50000
D
Stock Option (Right to Buy)
0.2201
2016-12-07
2026-06-07
Common Stock
50000
50000
D
Stock Option (Right to Buy)
0.2201
2017-06-07
2026-06-07
Common Stock
150000
150000
D
The options were granted on June 7, 2016 and are exercisable six months from the date of grant, subject to vesting. The options vest 20% on the date of grant and 80% nine months from the grant date.
The options were granted on June 7, 2016 and are exercisable six months from the date of grant, subject to vesting. The options vest (a) 50% on the earlier of (i) June 7, 2017, or (ii) the day prior to the next annual shareholders' meeting, and (b) 50% on the earlier of (i) June 7, 2018, or (ii) the day prior to the second annual shareholders' meeting following the grant date; provided that (c) all unvested options will vest upon completion of a transaction(s) involving the issuance of equity securities providing not less than $2 million of additional shareholders' equity.
/s/ Keith Grimes
2016-09-02