0001071405-15-000004.txt : 20150611 0001071405-15-000004.hdr.sgml : 20150611 20150611111905 ACCESSION NUMBER: 0001071405-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150609 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOUSTON AMERICAN ENERGY CORP CENTRAL INDEX KEY: 0001156041 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760675953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 TRAVIS STREET, SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132226966 MAIL ADDRESS: STREET 1: 801 TRAVIS STREET SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartzell Stephen CENTRAL INDEX KEY: 0001336301 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32955 FILM NUMBER: 15925168 MAIL ADDRESS: STREET 1: 1001 MCKINNEY STREET 2: SUITE 805 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-06-09 0 0001156041 HOUSTON AMERICAN ENERGY CORP HUSA 0001336301 Hartzell Stephen 801 TRAVIS STREET, SUITE 1425 HOUSTON TX 77002 1 0 0 0 Common Stock 56000 D Stock Option (Right to Buy) 2 2006-02-12 2015-08-12 Common Stock 20000 20000 D Stock Option (Right to Buy) 5.45 2007-11-21 2017-05-21 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.05 2009-12-09 2019-06-09 Common Stock 6666 6666 D Stock Option (Right to Buy) 14.08 2010-12-15 2020-06-15 Common Stock 25000 25000 D Stock Option (Right to Buy) 16.07 2011-12-13 2021-06-13 Common Stock 25000 25000 D Stock Option (Right to Buy) 1.65 2012-12-11 2022-06-11 Common Stock 100000 100000 D Stock Option (Right to Buy) 0.3075 2013-12-11 2023-06-11 Common Stock 25000 25000 D Stock Option (Right to Buy) 0.415 2014-12-10 2024-06-10 Common Stock 50000 50000 D Stock Option (Right to Buy) 0.2028 2015-06-09 4 A 0 50000 0 A 2015-12-09 2025-06-09 Common Stock 50000 50000 D The options were granted on June 9, 2015 and are exercisable six months from the grant date, subject to vesting. The options vest 20% on the grant date and 80% nine months from the grant date. Stephen Hartzell 2015-06-11