0001127602-19-004313.txt : 20190206 0001127602-19-004313.hdr.sgml : 20190206 20190206162143 ACCESSION NUMBER: 0001127602-19-004313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190204 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY GLORIA M CENTRAL INDEX KEY: 0001203671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16751 FILM NUMBER: 19571842 MAIL ADDRESS: STREET 1: WELLPOINT, INC STREET 2: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anthem, Inc. CENTRAL INDEX KEY: 0001156039 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 352145715 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 VIRGINIA AVENUE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3174886000 MAIL ADDRESS: STREET 1: 220 VIRGINIA AVENUE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: WELLPOINT, INC DATE OF NAME CHANGE: 20100105 FORMER COMPANY: FORMER CONFORMED NAME: WELLPOINT INC DATE OF NAME CHANGE: 20041130 FORMER COMPANY: FORMER CONFORMED NAME: ANTHEM INC DATE OF NAME CHANGE: 20010730 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-04 0001156039 Anthem, Inc. ANTM 0001203671 MCCARTHY GLORIA M 220 VIRGINIA AVENUE INDIANAPOLIS IN 46204 1 EVP & Chief Administrative Off Common Stock 2019-02-04 4 M 0 7700 146.93 A 46456.1293 D Common Stock 2019-02-04 4 S 0 1900 301.85 D 44556.1293 D Common Stock 2019-02-04 4 S 0 2808 302.84 D 41748.1293 D Common Stock 2019-02-04 4 S 0 2992 303.82 D 38756.1293 D Employee Stock Option (Right to Buy) 146.93 2019-02-04 4 M 0 7700 0 D 2025-03-02 Common Stock 7700 1362 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. This transaction was executed in multiple trades at prices ranging from $301.42 to $302.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $302.42 to $303.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $303.42 to $304.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi-annual installments, with two installments of 2,793 shares each and four installments of 2,794 shares each, beginning on September 2, 2015, which is the six-month anniversary of option grant date. /s/ Kathleen S. Kiefer, Attorney in fact 2019-02-06