-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QGTUkdCHjWM6fnNrgB6cOE00tvMMEtnOTSwwxUYsCbCEbAi50DGh8nuwTT8AlH8a GjV3LsRi082qrpjRyvq+sw== 0000950131-02-004133.txt : 20021105 0000950131-02-004133.hdr.sgml : 20021105 20021104185351 ACCESSION NUMBER: 0000950131-02-004133 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021104 ITEM INFORMATION: FILED AS OF DATE: 20021105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANTHEM INC CENTRAL INDEX KEY: 0001156039 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 352145715 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16751 FILM NUMBER: 02808986 BUSINESS ADDRESS: STREET 1: 120 MONUMENT CIRCLE CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3174886000 8-K 1 d8k.htm FORM 8-K Form 8-k
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): November 4, 2002
 
ANTHEM, INC.
(Exact name of registrant as specified in its charter)
 
Indiana
    
001-16751
    
35-2145715
(State or other jurisdiction
of incorporation)
    
(Commission File Number)
    
(IRS Employer Identification No.)
 
120 Monument Circle
Indianapolis, IN
 
46204
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (317) 488-6000
 
N/A
(Former name or former address, if changed since last report)


 
Item 9. Regulation FD Disclosure
 
On November 4, 2002, each of the Principal Executive Officer, Larry C. Glasscock, and the Principal Financial Officer, Michael L. Smith, of Anthem, Inc. submitted to the Securities and Exchange Commission Certifications pursuant to 18 U.S.C. § 1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002.
 
A copy of each of these statements is attached hereto as an Exhibit (99.1 and 99.2).

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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: November 4, 2002
ANTHEM, INC.
     
By:
 
/s/     Michael L. Smith

   
Name: Michael L. Smith
Title: Executive Vice President and
          Chief Financial and Accounting Officer
 

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EXHIBIT INDEX
 
Exhibit

  
Description

99.1
  
Certification pursuant to 18 U.S.C. § 1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002 of Principal Executive Officer dated November 4, 2002
99.2
  
Certification pursuant to 18 U.S.C. § 1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002 of Principal Financial Officer dated November 4, 2002

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EX-99.1 3 dex991.htm CERTIFICATION OF CEO Certification of CEO
EXHIBIT 99.1
 
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
In connection with the Quarterly Report of Anthem, Inc. (the “Company”) on Form 10-Q for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Larry C. Glasscock, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:
 
The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
/s/     Larry C. Glasscock        
                                                                                                         
Larry C. Glasscock
Chief Executive Officer
 
November 4, 2002

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EX-99.2 4 dex992.htm CERTIFICATION OF CFO Certification of CFO
EXHIBIT 99.2
 
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
In connection with the Quarterly Report of Anthem, Inc. (the “Company”) on Form 10-Q for the period ending September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Michael L. Smith, Chief Financial and Accounting Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:
 
The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
/S/    MICHAEL L. SMITH        
                                                                                       
Michael L. Smith
Chief Financial and Accounting Officer
 
November 4, 2002

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