The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGRIUM INC COM 008916108 21,013 196,000 SH   SOLE BIC-EQUITY 196,000 0 0
ALERE INC COM 01449J105 4,223 100,100 SH Call SOLE   100,100 0 0
ANDINA ACQUISITION CORP II SHS G0441P104 1,471 144,765 SH   SOLE   144,765 0 0
ASTORIA FINL CORP COM 046265104 771 35,846 SH   SOLE   35,846 0 0
AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 6,517 651,732 SH   SOLE   651,732 0 0
AXAR ACQUISITION CORP COM 05455L102 1,015 100,504 SH   SOLE   100,504 0 0
BANKRATE INC DEL COM 06647F102 300 21,532 SH   SOLE   21,532 0 0
BISON CAP ACQUISITION CORP ORD SHS G1142P104 478 48,448 SH   SOLE   48,448 0 0
BOULEVARD ACQUISITION CL A 10157Q102 16,602 1,660,232 SH   SOLE   1,660,232 0 0
CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 2,452 242,245 SH   SOLE   242,245 0 0
CENTURYLINK INC COM 156700106 2,631 139,200 SH Put SOLE   139,200 0 0
COBALT INTERNATIONAL ENERGY INC COM 19075F304 26 18,360 SH   SOLE BIC-EQUITY 18,360 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 28 121,123 SH   SOLE   121,123 0 0
CONSTELLATION ALPHA CAP CORP SHS G2379F108 3,528 363,337 SH   SOLE   363,337 0 0
DOUBLE EAGLE ACQUISITION COR COM G28195124 19,366 1,917,377 SH   SOLE   1,917,377 0 0
DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 495 48,448 SH   SOLE   48,448 0 0
EASTERLY ACQUISITION CORP COM 27616L102 483 48,345 SH   SOLE   48,345 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 11,595 1,131,190 SH   SOLE   1,131,190 0 0
FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 64 64,981 SH   SOLE   64,981 0 0
FEDERAL STR ACQUISITION CORP CL A 31421V107 6,388 654,061 SH   SOLE   654,061 0 0
FINTECH ACQUISITION CORP II COM 31810G109 5,697 581,340 SH   SOLE   581,340 0 0
FORUM MERGER CORP COM CL A 34985B103 2,635 271,320 SH   SOLE   271,320 0 0
GLOBAL PARTNER ACQUISITION C COM 37954X105 975 97,240 SH   SOLE   97,240 0 0
GORES HLDGS II INC COM CL A 382867109 5,168 518,361 SH   SOLE   518,361 0 0
GP INVTS ACQUISITION COR SHS G40357124 8,827 929,175 SH   SOLE   929,175 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 1,704 169,376 SH   SOLE   169,376 0 0
HEALTHEQUITY INC COM 42226A107 371,570 7,346,178 SH   SOLE BKLYCAPALT 7,346,178 0 0
HENNESSY CAP ACQUSTON CORP I COM 42588L105 8,837 896,259 SH   SOLE   896,259 0 0
HUNTER MARITIME ACQUISITION *W EXP 99/99/999 Y37828129 53 89,858 SH   SOLE   89,858 0 0
HUNTER MARITIME ACQUISITION CL A Y37828111 1,754 179,716 SH   SOLE   179,716 0 0
I AM CAP ACQUISITION CO UNIT 08/15/2022 45074Q207 993 96,898 SH   SOLE   96,898 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 5,049 518,284 SH   SOLE   518,284 0 0
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 11,018 1,130,067 SH   SOLE   1,130,067 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 25 145,346 SH   SOLE   145,346 0 0
KBL MERGER CORP IV COM 48242A104 2,354 242,244 SH   SOLE   242,244 0 0
KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 68 233,750 SH   SOLE   233,750 0 0
KITE PHARMA INC COM 49803L109 4,046 22,500 SH   SOLE   22,500 0 0
KITE PHARMA INC COM 49803L109 8,109 45,100 SH Put SOLE   45,100 0 0
LANDAUER INC COM 51476K103 1,600 23,770 SH   SOLE   23,770 0 0
LANDCADIA HLDGS INC CL A 51476W107 2,876 287,070 SH   SOLE   287,070 0 0
LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 13,624 255,666 SH   SOLE   255,666 0 0
LIBERTY GLOBAL PLC SHS CL C G5480U120 2,218 67,828 SH   SOLE   67,828 0 0
LOEWS CORP COM 540424108 2,949 61,624 SH   SOLE   61,624 0 0
M I ACQUISITIONS INC COM 55304A104 1,473 144,450 SH   SOLE   144,450 0 0
M III ACQUISITION CORP COM 55378T104 5,840 595,873 SH   SOLE   595,873 0 0
MATLIN & PARTNERS ACQUISITION CL A 57682V106 9,793 999,331 SH   SOLE   999,331 0 0
MODERN MEDIA ACQUISITION COM 60765P103 9,646 988,277 SH   SOLE   988,277 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 4,194 436,005 SH   SOLE   436,005 0 0
OSPREY ENERGY ACQUISITION CO CL A COM 688397108 4,225 436,040 SH   SOLE   436,040 0 0
PAREXEL INTL CORP COM 699462107 42,375 480,982 SH   SOLE   480,982 0 0
PENSARE ACQUISITION CORP COM 70957E105 9,354 967,360 SH   SOLE   967,360 0 0
SANDY SPRING BANCORP INC COM 800363103 1,575 38,000 SH Put SOLE   38,000 0 0
SANDY SPRING BANCORP INC COM 800363103 401 9,700 SH Call SOLE   9,700 0 0
SILVER RUN ACQUISITION COM CL A 82812A103 2,728 268,018 SH   SOLE   268,018 0 0
SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 2,683 254,355 SH   SOLE   254,355 0 0
STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 4,515 4,506,000 PRN   SOLE   4,506,000 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 36 96,204 SH   SOLE   96,204 0 0
STELLAR ACQUISITION III INC COM Y8172W107 979 96,300 SH   SOLE   96,300 0 0
TPG PACE ENERGY HLDGS CORP CL A 872656103 940 96,897 SH   SOLE   96,897 0 0
TPG PACE HLDGS CORP CL A G89827128 1,492 153,772 SH   SOLE   153,772 0 0
TWENTY FIRST CENTY FOX INC CL B 90130A200 3,301 128,004 SH   SOLE   128,004 0 0
UNILEVER PLC SPON ADR NEW 904767704 2,803 48,355 SH   SOLE   48,355 0 0
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 5,700 582,873 SH   SOLE   582,873 0 0
VWR CORP COM 91843L103 3,215 97,093 SH   SOLE   97,093 0 0
WESTERN REFNG LOGISTICS LP COM UNIT REP LTP 95931Q205 2,592 100,447 SH   SOLE   100,447 0 0
WR BERKLEY CORP COM 084423102 5,454 81,726 SH   SOLE BKLYALT 81,726 0 0