The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
1347 CAP CORP COM 68245V103 1,142 115,462 SH   SOLE   115,462 0 0
1347 CAP CORP RIGHT 07/21/2016 68245V111 22 65,446 SH   SOLE   65,446 0 0
AFFYMETRIX INC COM 00826T108 2,355 168,191 SH   SOLE   168,191 0 0
ANDINA ACQUISITION CORP II *W EXP 11/23/202 G0441P138 10 96,160 SH   SOLE   96,160 0 0
ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 19 96,160 SH   SOLE   96,160 0 0
ANDINA ACQUISITION CORP II SHS G0441P104 930 96,160 SH   SOLE   96,160 0 0
AR CAP ACQUISITION CORP *W EXP 10/06/201 00191R117 13 130,548 SH   SOLE   130,548 0 0
AR CAP ACQUISITION CORP COM 00191R109 13,963 1,417,879 SH   SOLE   1,417,879 0 0
AROWANA INC *W EXP 04/29/202 G05011112 16 192,320 SH   SOLE   192,320 0 0
AROWANA INC RIGHT 01/01/2017 G05011120 42 192,320 SH   SOLE   192,320 0 0
AROWANA INC SHS G05011104 1,916 192,320 SH   SOLE   192,320 0 0
ATLANTIC ALLIANCE PARTNER CO SHS G04897107 4,064 389,604 SH   SOLE   389,604 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 254 14,438 SH   SOLE   14,438 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 1,625 163,642 SH   SOLE   163,642 0 0
BLOUNT INTL INC NEW COM 095180105 118 11,798 SH   SOLE   11,798 0 0
BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 40 134,845 SH   SOLE   134,845 0 0
BOULEVARD ACQUISITION CL A 10157Q102 16,187 1,660,232 SH   SOLE   1,660,232 0 0
CAPITOL ACQUISITION CORP III *W EXP 10/13/202 14055M114 62 206,456 SH   SOLE   206,456 0 0
CAPITOL ACQUISITION CORP III COM 14055M106 12,413 1,275,742 SH   SOLE   1,275,742 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,859 105,886 SH   SOLE   105,886 0 0
DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 95 249,451 SH   SOLE   249,451 0 0
DOUBLE EAGLE ACQUISITION COR COM G28195124 17,063 1,755,426 SH   SOLE   1,755,426 0 0
EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 43 108,779 SH   SOLE   108,779 0 0
EASTERLY ACQUISITION CORP COM 27616L102 2,110 217,558 SH   SOLE   217,558 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 6,658 689,947 SH   SOLE   689,947 0 0
FINTECH ACQUISITION CORP COM 31809H100 864 86,274 SH   SOLE   86,274 0 0
GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 8 95,533 SH   SOLE   95,533 0 0
GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 43 253,828 SH   SOLE   253,828 0 0
GARNERO GROUP ACQUISITION CO SHS G5866L108 2,748 276,782 SH   SOLE   276,782 0 0
GLOBAL PARTNER ACQUISITION C *W EXP 07/01/202 37954X113 44 259,092 SH   SOLE   259,092 0 0
GLOBAL PARTNER ACQUISITION C COM 37954X105 3,011 306,596 SH   SOLE   306,596 0 0
GORES HLDGS INC *W EXP 08/13/202 382866119 182 729,775 SH   SOLE   729,775 0 0
GORES HLDGS INC CL A 382866101 9,381 962,145 SH   SOLE   962,145 0 0
GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 24 91,448 SH   SOLE   91,448 0 0
GP INVTS ACQUISITION COR SHS G40357124 2,703 278,093 SH   SOLE   278,093 0 0
HARMONY MERGER CORP COM 413247107 6,861 693,072 SH   SOLE   693,072 0 0
HEARTLAND PMT SYS INC COM 42235N108 11,487 118,952 SH   SOLE   118,952 0 0
HENNESSY CAP ACQUISITION COR COM 42588J100 11,119 1,148,693 SH   SOLE   1,148,693 0 0
HENNESSY CAP ACQUISITION COR UNIT 99/99/9999 42588J209 236 24,057 SH   SOLE   24,057 0 0
HYDRA INDS ACQUISITION CORP COM 448740100 4,374 442,336 SH   SOLE   442,336 0 0
HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126 38 174,492 SH   SOLE   174,492 0 0
JARDEN CORP COM 471109108 8,512 144,390 SH   SOLE   144,390 0 0
KLR ENERGY ACQUISITION CORP UNIT 12/31/2020 49877M207 2,324 231,024 SH   SOLE   231,024 0 0
LOEWS CORP COM 540424108 737 19,252 SH   SOLE   19,252 0 0
MICROSEMI CORP COM 595137100 0 4,800 SH Put SOLE   4,800 0 0
MICROSEMI CORP COM 595137100 177 42,100 SH Call SOLE   42,100 0 0
NATIONAL PENN BANCSHARES INC COM 637138108 10,548 928,029 SH   SOLE   928,029 0 0
NEWPORT CORP COM 651824104 1,112 48,362 SH   SOLE   48,362 0 0
PACE HLDGS CORP *W EXP 99/99/999 G6865N111 150 428,914 SH   SOLE   428,914 0 0
PACE HLDGS CORP CL A G6865N103 4,840 493,904 SH   SOLE   493,904 0 0
POWERSECURE INTL INC COM 73936N105 3,565 190,770 SH   SOLE   190,770 0 0
QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119 103 491,090 SH   SOLE   491,090 0 0
QUINPARIO ACQUISITION CORP 2 COM 74874U101 19,501 1,994 SH   SOLE   1,994 0 0
RITE AID CORP COM 767754104 179 119,400 SH Call SOLE   119,400 0 0
SHIRE PLC SPONSORED ADR 82481R106 36 3,600 SH Call SOLE   3,600 0 0
TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 9,542 963,865 SH   SOLE   963,865 0 0
VIACOM INC NEW CL B 92553P201 651 15,770 SH   SOLE   15,770 0 0
WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 69 143,813 SH   SOLE   143,813 0 0
WL ROSS HLDG CORP COM SHS 92939D104 20,031 1,997,138 SH   SOLE   1,997,138 0 0
HEALTHEQUITY INC EQUITY 42226A107 295,278 11,969,151 SH   SOLE   11,969,151 0 0
POTASH CORP. OF SASKATCHEWAN INC. EQUITY 73755L107 18,532 1,088,858 SH   SOLE   1,088,858 0 0