0001140361-16-052284.txt : 20160212 0001140361-16-052284.hdr.sgml : 20160212 20160212163011 ACCESSION NUMBER: 0001140361-16-052284 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKLEY W R CORP CENTRAL INDEX KEY: 0000011544 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 221867895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06504 FILM NUMBER: 161419706 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000011544 XXXXXXXX 06-30-2015 06-30-2015 true 2 NEW HOLDINGS BERKLEY W R CORP

475 STEAMBOAT ROAD . GREENWICH CT 06830

13F HOLDINGS REPORT 028-06504 Y This filing lists securities holdings reported on the Form 13F filed August 14, 2015 for which confidential treatment was rejected and/or expired on November 16, 2015 and February 16, 2016. Eugene G. Ballard 203-629-3030 Eugene G. Ballard Greenwich CT 02-12-2016 0 86 875237 false INFORMATION TABLE 2 form13fInfoTable.xml 1347 CAP CORP COM 68245V103 1125 115462 SH SOLE 115462 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 38 98983 SH SOLE 98983 0 0 ABBVIE INC COM 00287Y109 2682 115100 SH Call SOLE 115100 0 0 ADVENT SOFTWARE INC COM 007974108 4358 98572 SH SOLE 98572 0 0 ADVENT SOFTWARE INC COM 007974108 146 3400 SH Call SOLE 3400 0 0 AR CAP ACQUISITION CORP *W EXP 10/06/201 00191R117 43 124166 SH SOLE 124166 0 0 AR CAP ACQUISITION CORP COM 00191R109 2918 295234 SH SOLE 295234 0 0 AROWANA INC UNIT 99/99/9999 G05011138 728 71895 SH SOLE 71895 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 1647 57516 SH SOLE 57516 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 86 24000 SH Call SOLE 24000 0 0 AT&T INC COM 00206R102 193 365400 SH Put SOLE 365400 0 0 ATLANTIC ALLIANCE PARTNER CO SHS G04897107 464 45754 SH SOLE 45754 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 11648 355148 SH SOLE 355148 0 0 BAXTER INTL INC COM 071813109 25153 359700 SH SOLE 359700 0 0 BOULEVARD ACQUISITION CORP COM 10157P104 299 23965 SH SOLE 23965 0 0 BRIDGE CAP HLDGS COM 108030107 4317 144463 SH SOLE 144463 0 0 CAMBRIDGE CAP ACQUISITION CO *W EXP 12/17/201 13215Q114 31 205496 SH SOLE 205496 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 4342 436421 SH SOLE 436421 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 1470 139342 SH SOLE 139342 0 0 CATAMARAN CORP COM 148887102 2080 34047 SH SOLE 34047 0 0 CATAMARAN CORP COM 148887102 30 138100 SH Put SOLE 138100 0 0 CATAMARAN CORP COM 148887102 661 190000 SH Call SOLE 190000 0 0 DEALERTRACK TECHNOLOGIES INC COM 242309102 3013 47980 SH SOLE 47980 0 0 DIRECTV COM 25490A309 17801 191840 SH SOLE 191840 0 0 DRESSER-RAND GROUP INC COM 261608103 8690 101995 SH SOLE 101995 0 0 DRESSER-RAND GROUP INC COM 261608103 496 95400 SH Call SOLE 95400 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 1922 191840 SH SOLE 191840 0 0 ENERGIZER HLDGS INC COM 29266R108 4101 31173 SH SOLE 31173 0 0 EXCEL TR INC COM 30068C109 5688 360696 SH SOLE 360696 0 0 FAMILY DLR STORES INC COM 307000109 28821 365699 SH SOLE 365699 0 0 FAMILY DLR STORES INC COM 307000109 1 18500 SH Put SOLE 18500 0 0 FINTECH ACQUISITION CORP *W EXP 02/19/202 31809H118 33 95860 SH SOLE 95860 0 0 FINTECH ACQUISITION CORP COM 31809H100 959 95860 SH SOLE 95860 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 12 95533 SH SOLE 95533 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 41 258714 SH SOLE 258714 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 2541 258714 SH SOLE 258714 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 4125 392828 SH SOLE 392828 0 0 GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116 519 51701 SH SOLE 51701 0 0 GRAFTECH INTL LTD COM 384313102 7 98100 SH Call SOLE 98100 0 0 HARMONY MERGER CORP *W EXP 01/01/202 413247123 75 268321 SH SOLE 268321 0 0 HARMONY MERGER CORP COM 413247107 2644 268408 SH SOLE 268408 0 0 HARRIS CORP DEL COM 413875105 21 19200 SH Call SOLE 19200 0 0 HERITAGE FINL GROUP INC COM 42726X102 8034 265965 SH SOLE 265965 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 6683 236786 SH SOLE 236786 0 0 HYDRA INDS ACQUISITION CORP *W EXP 10/20/202 448740118 25 167965 SH SOLE 167965 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 2784 287940 SH SOLE 287940 0 0 HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126 95 279302 SH SOLE 279302 0 0 IGATE CORP COM 45169U105 16708 350339 SH SOLE 350339 0 0 MYLAN N V SHS EURO N59465109 154 95600 SH Call SOLE 95600 0 0 NCR CORP NEW COM 62886E108 4 24000 SH Call SOLE 24000 0 0 NEWS CORP NEW CL B 65249B208 1660 116588 SH SOLE 116588 0 0 NISOURCE INC COM 65473P105 2523 55346 SH SOLE 55346 0 0 NXP SEMICONDUCTORS N V COM N6596X109 10 96000 SH Call SOLE 96000 0 0 QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119 193 552824 SH SOLE 552824 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 11460 1155998 SH SOLE 1155998 0 0 ROCK-TENN CO CL A 772739207 9011 149694 SH SOLE 149694 0 0 ROI ACQUISITION CORP II *W EXP 09/17/201 74966G119 20 81234 SH SOLE 81234 0 0 ROI ACQUISITION CORP II COM 74966G101 5321 519110 SH SOLE 519110 0 0 RTI INTL METALS INC COM 74973W107 7807 247681 SH SOLE 247681 0 0 SINO MERCURY ACQUISITION COR COM 82936K102 953 95810 SH SOLE 95810 0 0 SINO MERCURY ACQUISITION COR RIGHT 08/26/2016 82936K110 48 77606 SH SOLE 77606 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 9447 669034 SH SOLE 669034 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 5968 587964 SH SOLE 587964 0 0 WESTROCK CO COM 96145D105 5844 95956 SH SOLE 95956 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 147 146650 SH SOLE 146650 0 0 WL ROSS HLDG CORP COM SHS 92939D104 8349 801977 SH SOLE 801977 0 0 HEALTHEQUITY INC COM 42226A107 457321 14269000 SH SOLE 14269000 0 0 POTASH CORP. OF SASKATCHEWAN INC. COM 73755L107 33726 1089000 SH SOLE 1089000 0 0 ANN INC COM 035623107 23679 490341 SH SOLE 490341 0 0 COMCAST CORP NEW CL A 20030N101 866 14395 SH SOLE 14395 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7562 243318 SH SOLE 243318 0 0 HCC INS HLDGS INC COM 404132102 11808 153670 SH SOLE 153670 0 0 HCC INS HLDGS INC COM 404132102 51 19200 SH Call SOLE 19200 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 7609 101036 SH SOLE 101036 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 3 11100 SH Put SOLE 11100 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 20 19200 SH Call SOLE 19200 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 9616 189922 SH SOLE 189922 0 0 LOEWS CORP COM 540424108 2143 55657 SH SOLE 55657 0 0 SIGMA ALDRICH CORP COM 826552101 23922 171669 SH SOLE 171669 0 0 VIACOM INC NEW CL A 92553P102 544 8381 SH SOLE 8381 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 21909 452390 SH SOLE 452390 0 0 OMNICARE INC NOTE 3.500% 2/1 681904AQ1 6870 4796000 PRN SOLE 4796000 0 0 PALL CORP COM 696429307 16951 136206 SH SOLE 136206 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 502 15577 SH SOLE 15577 0 0 ALTERA CORP COM 021441100 862 216100 SH Call SOLE 216100 0 0 OFFICE DEPOT INC COM 676220106 56 141200 SH Put SOLE 141200 0 0