0001140361-15-041169.txt : 20151113 0001140361-15-041169.hdr.sgml : 20151113 20151113162156 ACCESSION NUMBER: 0001140361-15-041169 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKLEY W R CORP CENTRAL INDEX KEY: 0000011544 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 221867895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06504 FILM NUMBER: 151229419 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD STREET 2: . CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000011544 XXXXXXXX 06-30-2015 06-30-2015 true 1 NEW HOLDINGS BERKLEY W R CORP

475 STEAMBOAT ROAD . GREENWICH CT 06830

13F HOLDINGS REPORT 028-06504 Y * Certain information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. This filing lists securities holdings reported on the Form 13F Filed August 14, 2015 and for which confidential treatment expires on November 16, 2015. Eugene G. Ballard 203-629-3030 Eugene G. Ballard Greenwich CT 11-13-2015 0 84 874319 false INFORMATION TABLE 2 form13fInfoTable.xml 1347 CAP CORP COM 68245V103 1125 115462 SH SOLE 115462 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 38 98983 SH SOLE 98983 0 0 ABBVIE INC COM 00287Y109 2682 115100 SH Call SOLE 115100 0 0 ADVENT SOFTWARE INC COM 007974108 4358 98572 SH SOLE 98572 0 0 ADVENT SOFTWARE INC COM 007974108 146 3400 SH Call SOLE 3400 0 0 AR CAP ACQUISITION CORP *W EXP 10/06/201 00191R117 43 124166 SH SOLE 124166 0 0 AR CAP ACQUISITION CORP COM 00191R109 2918 295234 SH SOLE 295234 0 0 AROWANA INC UNIT 99/99/9999 G05011138 728 71895 SH SOLE 71895 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 1647 57516 SH SOLE 57516 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 86 24000 SH Call SOLE 24000 0 0 AT&T INC COM 00206R102 193 365400 SH Put SOLE 365400 0 0 ATLANTIC ALLIANCE PARTNER CO SHS G04897107 464 45754 SH SOLE 45754 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 11648 355148 SH SOLE 355148 0 0 BAXTER INTL INC COM 071813109 25153 359700 SH SOLE 359700 0 0 BOULEVARD ACQUISITION CORP COM 10157P104 299 23965 SH SOLE 23965 0 0 BRIDGE CAP HLDGS COM 108030107 4317 144463 SH SOLE 144463 0 0 CAMBRIDGE CAP ACQUISITION CO *W EXP 12/17/201 13215Q114 31 205496 SH SOLE 205496 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 4342 436421 SH SOLE 436421 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 1470 139342 SH SOLE 139342 0 0 CATAMARAN CORP COM 148887102 2080 34047 SH SOLE 34047 0 0 CATAMARAN CORP COM 148887102 30 138100 SH Put SOLE 138100 0 0 CATAMARAN CORP COM 148887102 661 190000 SH Call SOLE 190000 0 0 DEALERTRACK TECHNOLOGIES INC COM 242309102 3013 47980 SH SOLE 47980 0 0 DIRECTV COM 25490A309 17801 191840 SH SOLE 191840 0 0 DRESSER-RAND GROUP INC COM 261608103 8690 101995 SH SOLE 101995 0 0 DRESSER-RAND GROUP INC COM 261608103 496 95400 SH Call SOLE 95400 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 1922 191840 SH SOLE 191840 0 0 ENERGIZER HLDGS INC COM 29266R108 4101 31173 SH SOLE 31173 0 0 EXCEL TR INC COM 30068C109 5688 360696 SH SOLE 360696 0 0 FAMILY DLR STORES INC COM 307000109 28821 365699 SH SOLE 365699 0 0 FAMILY DLR STORES INC COM 307000109 1 18500 SH Put SOLE 18500 0 0 FINTECH ACQUISITION CORP *W EXP 02/19/202 31809H118 33 95860 SH SOLE 95860 0 0 FINTECH ACQUISITION CORP COM 31809H100 959 95860 SH SOLE 95860 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 12 95533 SH SOLE 95533 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 41 258714 SH SOLE 258714 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 2541 258714 SH SOLE 258714 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 4125 392828 SH SOLE 392828 0 0 GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116 519 51701 SH SOLE 51701 0 0 GRAFTECH INTL LTD COM 384313102 7 98100 SH Call SOLE 98100 0 0 HARMONY MERGER CORP *W EXP 01/01/202 413247123 75 268321 SH SOLE 268321 0 0 HARMONY MERGER CORP COM 413247107 2644 268408 SH SOLE 268408 0 0 HARRIS CORP DEL COM 413875105 21 19200 SH Call SOLE 19200 0 0 HERITAGE FINL GROUP INC COM 42726X102 8034 265965 SH SOLE 265965 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 6683 236786 SH SOLE 236786 0 0 HYDRA INDS ACQUISITION CORP *W EXP 10/20/202 448740118 25 167965 SH SOLE 167965 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 2784 287940 SH SOLE 287940 0 0 HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126 95 279302 SH SOLE 279302 0 0 IGATE CORP COM 45169U105 16708 350339 SH SOLE 350339 0 0 MYLAN N V SHS EURO N59465109 154 95600 SH Call SOLE 95600 0 0 NCR CORP NEW COM 62886E108 4 24000 SH Call SOLE 24000 0 0 NEWS CORP NEW CL B 65249B208 1660 116588 SH SOLE 116588 0 0 NISOURCE INC COM 65473P105 2523 55346 SH SOLE 55346 0 0 NXP SEMICONDUCTORS N V COM N6596X109 10 96000 SH Call SOLE 96000 0 0 QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119 193 552824 SH SOLE 552824 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 11460 1155998 SH SOLE 1155998 0 0 ROCK-TENN CO CL A 772739207 9011 149694 SH SOLE 149694 0 0 ROI ACQUISITION CORP II *W EXP 09/17/201 74966G119 20 81234 SH SOLE 81234 0 0 ROI ACQUISITION CORP II COM 74966G101 5321 519110 SH SOLE 519110 0 0 RTI INTL METALS INC COM 74973W107 7807 247681 SH SOLE 247681 0 0 SINO MERCURY ACQUISITION COR COM 82936K102 953 95810 SH SOLE 95810 0 0 SINO MERCURY ACQUISITION COR RIGHT 08/26/2016 82936K110 48 77606 SH SOLE 77606 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 9447 669034 SH SOLE 669034 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 5968 587964 SH SOLE 587964 0 0 WESTROCK CO COM 96145D105 5844 95956 SH SOLE 95956 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 147 146650 SH SOLE 146650 0 0 WL ROSS HLDG CORP COM SHS 92939D104 8349 801977 SH SOLE 801977 0 0 HEALTHEQUITY INC COM 42226A107 457321 14269000 SH SOLE 14269000 0 0 POTASH CORP. OF SASKATCHEWAN INC. COM 73755L107 33726 1089000 SH SOLE 1089000 0 0 ANN INC COM 035623107 23679 490341 SH SOLE 490341 0 0 COMCAST CORP NEW CL A 20030N101 866 14395 SH SOLE 14395 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 7562 243318 SH SOLE 243318 0 0 HCC INS HLDGS INC COM 404132102 11808 153670 SH SOLE 153670 0 0 HCC INS HLDGS INC COM 404132102 51 19200 SH Call SOLE 19200 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 7609 101036 SH SOLE 101036 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 3 11100 SH Put SOLE 11100 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 20 19200 SH Call SOLE 19200 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 9616 189922 SH SOLE 189922 0 0 LOEWS CORP COM 540424108 2143 55657 SH SOLE 55657 0 0 SIGMA ALDRICH CORP COM 826552101 23922 171669 SH SOLE 171669 0 0 VIACOM INC NEW CL A 92553P102 544 8381 SH SOLE 8381 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 21909 452390 SH SOLE 452390 0 0 OMNICARE INC NOTE 3.500% 2/1 681904AQ1 6870 4796000 PRN SOLE 4796000 0 0 PALL CORP COM 696429307 16951 136206 SH SOLE 136206 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 502 15577 SH SOLE 15577 0 0