The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP FIGI (to the nearest dollar) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
1347 CAP CORP COM 68245V103   1,125 115,462 SH   SOLE   115,462 0 0
1347 CAP CORP RIGHT 07/21/2016 68245V111   38 98,983 SH   SOLE   98,983 0 0
ABBVIE INC COM 00287Y109   2,682 115,100 SH Call SOLE   115,100 0 0
ADVENT SOFTWARE INC COM 007974108   4,358 98,572 SH   SOLE   98,572 0 0
ADVENT SOFTWARE INC COM 007974108   146 3,400 SH Call SOLE   3,400 0 0
AR CAP ACQUISITION CORP *W EXP 10/06/201 00191R117   43 124,166 SH   SOLE   124,166 0 0
AR CAP ACQUISITION CORP COM 00191R109   2,918 295,234 SH   SOLE   295,234 0 0
AROWANA INC UNIT 99/99/9999 G05011138   728 71,895 SH   SOLE   71,895 0 0
ASSOCIATED ESTATES RLTY CORP COM 045604105   1,647 57,516 SH   SOLE   57,516 0 0
ASSOCIATED ESTATES RLTY CORP COM 045604105   86 24,000 SH Call SOLE   24,000 0 0
AT&T INC COM 00206R102   193 365,400 SH Put SOLE   365,400 0 0
ATLANTIC ALLIANCE PARTNER CO SHS G04897107   464 45,754 SH   SOLE   45,754 0 0
BABCOCK & WILCOX CO NEW COM 05615F102   11,648 355,148 SH   SOLE   355,148 0 0
BAXTER INTL INC COM 071813109   25,153 359,700 SH   SOLE   359,700 0 0
BOULEVARD ACQUISITION CORP COM 10157P104   299 23,965 SH   SOLE   23,965 0 0
BRIDGE CAP HLDGS COM 108030107   4,317 144,463 SH   SOLE   144,463 0 0
CAMBRIDGE CAP ACQUISITION CO *W EXP 12/17/201 13215Q114   31 205,496 SH   SOLE   205,496 0 0
CAMBRIDGE CAP ACQUISITION CO COM 13215Q106   4,342 436,421 SH   SOLE   436,421 0 0
CAPITOL ACQUISITION CORP II COM 14056V105   1,470 139,342 SH   SOLE   139,342 0 0
CATAMARAN CORP COM 148887102   2,080 34,047 SH   SOLE   34,047 0 0
CATAMARAN CORP COM 148887102   30 138,100 SH Put SOLE   138,100 0 0
CATAMARAN CORP COM 148887102   661 190,000 SH Call SOLE   190,000 0 0
DEALERTRACK TECHNOLOGIES INC COM 242309102   3,013 47,980 SH   SOLE   47,980 0 0
DIRECTV COM 25490A309   17,801 191,840 SH   SOLE   191,840 0 0
DRESSER-RAND GROUP INC COM 261608103   8,690 101,995 SH   SOLE   101,995 0 0
DRESSER-RAND GROUP INC COM 261608103   496 95,400 SH Call SOLE   95,400 0 0
ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120   1,922 191,840 SH   SOLE   191,840 0 0
ENERGIZER HLDGS INC COM 29266R108   4,101 31,173 SH   SOLE   31,173 0 0
EXCEL TR INC COM 30068C109   5,688 360,696 SH   SOLE   360,696 0 0
FAMILY DLR STORES INC COM 307000109   28,821 365,699 SH   SOLE   365,699 0 0
FAMILY DLR STORES INC COM 307000109   1 18,500 SH Put SOLE   18,500 0 0
FINTECH ACQUISITION CORP *W EXP 02/19/202 31809H118   33 95,860 SH   SOLE   95,860 0 0
FINTECH ACQUISITION CORP COM 31809H100   959 95,860 SH   SOLE   95,860 0 0
GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116   12 95,533 SH   SOLE   95,533 0 0
GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132   41 258,714 SH   SOLE   258,714 0 0
GARNERO GROUP ACQUISITION CO SHS G5866L108   2,541 258,714 SH   SOLE   258,714 0 0
GLOBAL DEFENSE & NATL SEC SY COM 37953N108   4,125 392,828 SH   SOLE   392,828 0 0
GP INVTS ACQUISITION COR UNIT 99/99/9999 G40357116   519 51,701 SH   SOLE   51,701 0 0
GRAFTECH INTL LTD COM 384313102   7 98,100 SH Call SOLE   98,100 0 0
HARMONY MERGER CORP *W EXP 01/01/202 413247123   75 268,321 SH   SOLE   268,321 0 0
HARMONY MERGER CORP COM 413247107   2,644 268,408 SH   SOLE   268,408 0 0
HARRIS CORP DEL COM 413875105   21 19,200 SH Call SOLE   19,200 0 0
HERITAGE FINL GROUP INC COM 42726X102   8,034 265,965 SH   SOLE   265,965 0 0
HUDSON VALLEY HOLDING CORP COM 444172100   6,683 236,786 SH   SOLE   236,786 0 0
HYDRA INDS ACQUISITION CORP *W EXP 10/20/202 448740118   25 167,965 SH   SOLE   167,965 0 0
HYDRA INDS ACQUISITION CORP COM 448740100   2,784 287,940 SH   SOLE   287,940 0 0
HYDRA INDS ACQUISITION CORP RIGHT 99/99/9999 448740126   95 279,302 SH   SOLE   279,302 0 0
IGATE CORP COM 45169U105   16,708 350,339 SH   SOLE   350,339 0 0
MYLAN N V SHS EURO N59465109   154 95,600 SH Call SOLE   95,600 0 0
NCR CORP NEW COM 62886E108   4 24,000 SH Call SOLE   24,000 0 0
NEWS CORP NEW CL B 65249B208   1,660 116,588 SH   SOLE   116,588 0 0
NISOURCE INC COM 65473P105   2,523 55,346 SH   SOLE   55,346 0 0
NXP SEMICONDUCTORS N V COM N6596X109   10 96,000 SH Call SOLE   96,000 0 0
QUINPARIO ACQUISITION CORP 2 *W EXP 01/01/202 74874U119   193 552,824 SH   SOLE   552,824 0 0
QUINPARIO ACQUISITION CORP 2 COM 74874U101   11,460 1,155,998 SH   SOLE   1,155,998 0 0
ROCK-TENN CO CL A 772739207   9,011 149,694 SH   SOLE   149,694 0 0
ROI ACQUISITION CORP II *W EXP 09/17/201 74966G119   20 81,234 SH   SOLE   81,234 0 0
ROI ACQUISITION CORP II COM 74966G101   5,321 519,110 SH   SOLE   519,110 0 0
RTI INTL METALS INC COM 74973W107   7,807 247,681 SH   SOLE   247,681 0 0
SINO MERCURY ACQUISITION COR COM 82936K102   953 95,810 SH   SOLE   95,810 0 0
SINO MERCURY ACQUISITION COR RIGHT 08/26/2016 82936K110   48 77,606 SH   SOLE   77,606 0 0
SUSQUEHANNA BANCSHARES INC P COM 869099101   9,447 669,034 SH   SOLE   669,034 0 0
TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104   5,968 587,964 SH   SOLE   587,964 0 0
WESTROCK CO COM 96145D105   5,844 95,956 SH   SOLE   95,956 0 0
WL ROSS HLDG CORP *W EXP 06/11/201 92939D112   147 146,650 SH   SOLE   146,650 0 0
WL ROSS HLDG CORP COM SHS 92939D104   8,349 801,977 SH   SOLE   801,977 0 0
HEALTHEQUITY INC COM 42226A107   457,321 14,269,000 SH   SOLE   14,269,000 0 0
POTASH CORP. OF SASKATCHEWAN INC. COM 73755L107   33,726 1,089,000 SH   SOLE   1,089,000 0 0