MA-A
0001146172
XXXXXXXX
Kathryn Anne Whalley
713-598-8228
kathryn_whalley@gallagherre.com
ryan_fitzpatrick@gallagherre.com
kathryn_whalley@gallagherre.com
12-31-2025
Y
GALLAGHER SECURITIES, INC
116605
13-3042558
866-01117-00
867-01792
008-53563
116605
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
GU
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
VT
VI
VA
WA
WV
WI
300 Madison Avenue, 28th Floor
NEW YORK
NY
10017
212-309-3494
N
https://www.ajg.com/
Ryan
Edward
Fitzpatrick
Chief Operating Officer
300 Madison Avenue, 28th Floor
New York
NY
10017
212-309-3494
ryan_fitzpatrick@gallagherre.com
William
Jay
Dubinsky
CEO
300 Madison Avenue, 28th Floor
New York
NY
10017
212-915-7770
william_dubinsky@galllagherre.com
Add
Gallagher Securities
300 Madison Avenue, 26th Floor
New York
NY
10177
646-416-7321
General Ledger, tax calculations, bank agreements and statements, deposit slips/check register, other supporting financial documents, GSI minute book, Articles of Incorporation
Gallagher Re Inc.
Y
Department of Financial Services
RI-686618
NY
December
DE
06-27-1977
N
15
0
0
0
0
0
Municipal Entities
Other
Other agencies of municipal entities
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
1
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
William Jay Dubinsky
William Jay Dubinsky
N
Y
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
Arthur J. Gallagher & Co.
0000354190
Schedule B
Amended number of firm employees. No other changes made from last year's filing.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
Y
Arthur J. Gallagher & Co
N
36-2151613
Sole shareholder
12-01-2021
E
Y
Ryan
Edward
Fitzpatrick
Chief Compliance Officer / Chief Operating Officer
12-03-2018
NA
Y
2726698
William
Jay
Dubinsky
President / CEO
05-21-2010
NA
Y
3086399
Michael
Gerard
Glynn
FINOP
04-01-2007
NA
N
3219445
Gallagher Securities
Arthur J. Gallagher & Co.
Y
36-2151613
Sole Shareholder
12-01-2021
E
N
Arthur J. Gallagher & Co
N
36-2151613
Sole shareholder
12-01-2021
E
Y
Ryan
Edward
Fitzpatrick
Chief Compliance Officer / Chief Operating Officer
12-03-2018
NA
Y
2726698
William
Jay
Dubinsky
President / CEO
05-21-2010
NA
Y
3086399
Michael
Gerard
Glynn
FINOP
04-01-2007
NA
N
3219445
Gallagher Securities
Arthur J. Gallagher & Co.
Y
36-2151613
Sole Shareholder
12-01-2021
E
N
9-E2
Other
ATL-1257-AWC
1 Whitehall Street
New York
NY
10004
WILLIS EQUITIES, INC. (THE APPLICANT FIRM) IS THE SAME ENTITY WHICH WAS CBL EQUITIES, INC.
(FORMED AS A CORPORATION ON 06/27/1977 IN DELAWARE). CBL EQUITIES, INC. WAS AN NASD REGISTERED
BROKER/DEALER WHICH WAS TERMINATED IN MAY OF 1998. CBL EQUITIES, INC. REMAINED A DORMANT
CORPORATION UNTIL RECENT RESTRUCTURING OF THE WILLIS ENTITIES, AND WAS RENAMED AS WILLIS
EQUITIES, INC.
12-28-1990
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
Censure
$500 Fine
Annuity(ies) - Variable
Mutual Fund(S)
RESPONDENT MEMBER FAILED, AND RESPONDENT MITCHELL PERMITTED IT TO FAIL, TO HAVE WRITTEN
SUPERVISORY PROCEDURES.
12-28-1990
Acceptance Waiver & Consent (AWC)
Y
CivilAdminPenaltyFine
500.00
500.00
02-21-1991
500.00
Kathryn Whalley
Kathryn Whalley
Analyst
02-10-2026
N
N
N
N
N
Y
N
N
N
N
Y
N
Y
N
N
N
N
Y
Y
N
N