0001209191-23-048265.txt : 20230906
0001209191-23-048265.hdr.sgml : 20230906
20230906100019
ACCESSION NUMBER: 0001209191-23-048265
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230905
FILED AS OF DATE: 20230906
DATE AS OF CHANGE: 20230906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pittman Stephanie
CENTRAL INDEX KEY: 0001991670
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 231238045
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES RD., BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-09-05
0
0001145986
ASPEN AEROGELS INC
ASPN
0001991670
Pittman Stephanie
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BLDG B
NORTHBOROUGH
MA
01532
0
1
0
0
Chief Human Resources Officer
0
Common Stock
2023-09-05
4
A
0
16155
0.00
A
16155
D
Stock Option (Right to Buy)
6.19
2023-09-05
4
A
0
72754
0.00
A
2033-09-05
Common Stock
72754
72754
D
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on September 5, 2024, an additional one-third of the shares on September 5, 2025, and the remaining one-third of the shares on September 5, 2026.
Represents 16,155 RSUs.
The options vest as to one-third of the shares on September 5, 2024, an additional one-third of the shares on September 5, 2025, and the remaining one-third of the shares on September 5, 2026.
/s/ Virginia H. Johnson, Attorney-in-Fact
2023-09-06